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Phase 6A — Mesa 1 · Targeted Correction & Execution Reframe

TARGETED CORRECTION — NO FULL RERUNENTERPRISE_ENABLEMENT_HOLDBC-01BC-02BC-03BC-05BC-06
  • Correct one authority wording (Location).
  • Restructure evidence acquisition into three parallel lanes.
  • Update the Mesa 1 closure / dependency / retest registers accordingly.
  • No architecture reopening — no structural contradiction was identified.
  • No complete Mesa 1 re-assessment.
  • No simulated evidence; no blocker closure without new OperationalClosureEvidence.
  • No Mesa 2, no Mesa 3, no Phase 6A rerun, no Phase 6B commencement.

A · Corrected executive summary

ENTERPRISE_ENABLEMENT_HOLD

Status

NONE

EvidenceQuality

0 / 5

RetestEligibility

Unchanged closure state:

  • BC-01 REMAINS_OPEN — enterprise interface validation not evidenced.
  • BC-02 REMAINS_OPEN — enterprise IAM identity / role / authority enforcement not evidenced.
  • BC-03 REMAINS_OPEN — ADR-15 / ADR-17 Pilot lifecycle authority artefact not issued.
  • BC-05 REMAINS_OPEN — CA-04 classification / retention decisions not taken.
  • BC-06 REMAINS_OPEN — no formal Path A / Path B election.

Corrected by this action:

  • Location authority wording restated to ADR-14 Option C (Federated Canonical Location Register); Q4 is no longer implied to be canonical Location master.
  • Execution reframed from ID-sequential to three parallel lanes (A Identity & Participation, B Governance Decision Artefacts, C Critical Control Path).
  • Pilot integration maturity redefined as sufficiency for decision integrity and evidence, not maximal technical sophistication (MinimumViableParticipationForPilot).
  • Dependency register now distinguishes CAN_DESIGN_OR_CLOSE_GOVERNANCE from CAN_EXECUTE_OPERATIONALLY, so dependency is not misread as failure.

MaterialChangeToClosure: NONE. No OperationalClosureEvidence has been received from any competent owner; the reframe changes the execution path only, never the closure state.

Mesa 1 remains ENTERPRISE_ENABLEMENT_HOLD. The binding constraint is unresolved external governance and accountability — authorized source participation, enforceable identity, named lifecycle authority, competent classification, and an elected Critical Control path — none of which the readiness layer may self-certify.

B · Corrected Location authority statement

SUPERSEDED

SUPERSEDED: “Location authoritative in Q4” as a blanket / enterprise-level authority conclusion.

CORRECTED WORDING

Q4 holds the referenced operational Location object for the Pilot scenario where evidenced; canonical / enterprise Location identity and stewardship remain governed under ADR-14 Option C — Federated Canonical Location Register with explicit enterprise stewardship.

Rule: Q4 must not become universal or canonical Location master by implication. Where Q4 authority is evidenced, it is recorded at object-class / transaction level only.

Q4 Operational Location Reference

Meaning: The Location identifier as used by Q4 permit / isolation / work instruments for the Pilot scenario.

Authority: Q4 System Owner — operational reference only, scoped to the evidenced object class and transaction.

Status: NOT_AUTHORIZED_YET — read scope unconfirmed (BC-01).

Federated Mapping

Meaning: The governed correspondence between the Q4 operational reference and the canonical Location key.

Authority: Enterprise Architecture with the Location Steward; mapping is itself a governed artefact.

Status: UNRESOLVED — no mapping artefact issued; correlation may not be inferred.

Canonical Location Representation

Meaning: The enterprise canonical Location identity used for cumulative SIMOPS context (CUM-1…CUM-7) and decision pinning.

Authority: Federated Canonical Location Register under ADR-14 Option C. Not Q4.

Status: UNRESOLVED — canonical register instance not designated for Pilot.

Enterprise Location Stewardship

Meaning: Named accountable stewardship for canonical Location identity, hierarchy change and dispute resolution.

Authority: Enterprise Location Steward (role vacant — Mesa 2 dependency, not closable in Mesa 1).

Status: VACANT — fail-closed: no steward ⇒ no canonical Location change authority.

FailClosed: Absent an evidenced mapping to a canonical Location, cumulative SIMOPS evaluation cannot be performed and no READY verdict may be produced (HOLD).

C · Three-lane execution plan

LANE A

Enterprise Identity & System Participation

BC-02 / GC-02BC-01 / GC-01

Objective: Obtain evidence from enterprise IAM and system owners sufficient to validate real Pilot participation of each source.

LeadTime: LONGEST — external enterprise change control, cyber review and system-owner scheduling.

StartPosture: START IMMEDIATELY — critical path for every downstream real-authorization test.

Required focus

  • RealPilotIdentity — actual enterprise principals, not scenario personas.
  • RoleResolution — enterprise role mapped to readiness authority role.
  • AuthorityEnforcement — enforcement demonstrated, not asserted.
  • SystemOwnerConfirmation — named owner authorizing Pilot participation.
  • ActualParticipationMode — the mechanism actually granted.
  • InterfaceMechanism — API / snapshot / governed manual federation.
  • Authentication — credential and token governance for the mechanism.
  • VersionBehaviour — how document/object versions are pinned and revalidated.
  • FailureBehaviour — observed behaviour when the source is unavailable or stale.

Constraints

  • Do not infer API capability from product documentation or vendor claims.
  • LIVE_READ is not required where a governed CONTROLLED_SNAPSHOT or CONTROLLED_MANUAL_FEDERATION is sufficient for the Pilot decision and evidence model.
  • Pilot integration maturity must be sufficient for decision integrity and evidence — not maximized for technical sophistication.
LANE B

Governance Decision Artefacts

BC-03 / GC-03BC-05 / GC-05

Objective: Progress competent governance decisions independently of enterprise integration work, where the decision does not itself require live identity enforcement.

LeadTime: MEDIUM — bounded by decision-authority availability, not by technical delivery.

StartPosture: RUN IN PARALLEL WITH LANE A — must not wait on interface delivery.

Required focus

  • BC-03: LifecycleOwner, StateOwner, AllowedTransition, TransitionAuthority, Delegation, EvidenceRequired, InvalidTransitionBehaviour, AuthorityUnavailableBehaviour.
  • BC-05: competent classification for every material Pilot requirement, plus DataMinimisation for competency / fitness information used in decision pins.

Constraints

  • BC-03 closure for REAL authorization remains dependent on BC-02 where identity enforcement is required; a governance artefact alone may close WITH_CONTROL only.
  • CLASSIFICATION_UNRESOLVED must be preserved wherever competent authority has not decided — silence is never a decision.
  • Personal information must not be persisted beyond what establishes the decision fact, reconstructs the evidence, and satisfies governed retention.
LANE C

Critical Control Participation Decision

BC-06

Objective: Force a competent, attributable election between Path A (real governed participation) and Path B (formal rescope), without unnecessary delay.

LeadTime: SHORT — the constraint is decision authority, not technical work.

StartPosture: FORCE DECISION EARLY — path selection changes BC-01 required interface scope, so late election wastes Lane A lead time.

Required focus

  • Path A: real Critical Control source, authority, verification state and Pilot participation mechanism.
  • Path B: DecisionAuthority, Reason, PilotEvidenceLost, ResidualRisk, Phase7Impact — all mandatory.

Constraints

  • Path A is preferred wherever reasonably achievable.
  • Path B may never be elected merely to reduce blocker count or accelerate Pilot GO.
  • Until one path is formally elected, BC-06 = REMAINS_OPEN.

Priority rule: Do not execute blockers sequentially by ID. Run the three lanes in parallel.

Criteria: LeadTime · CrossBlockerDependency · DecisionAuthorityAvailability · EvidenceAvailability

  • P1 — BC-01 / BC-02 (Lane A): start immediately; longest external lead time and widest downstream dependency.
  • P1 — BC-06 (Lane C): force competent Path A/B election early because it sets BC-01 interface scope.
  • P2 — BC-03 (Lane B): pursue lifecycle authority artefact in parallel; may reach SUFFICIENT_FOR_RETEST while BC-02 is open.
  • P2 — BC-05 (Lane B): pursue classification / retention decisions in parallel; gated only by Records / Privacy authority availability.

D · Owner-based evidence acquisition pack

Enterprise Architecture

2 requests

Owns federation contracts, canonical identity and minimum viable participation classification.

ER-EA-01LANE ABC-01

CompetentOwner: Enterprise Architect (named)

RequiredDecisionOrEvidence: Signed per-source MinimumViableParticipationForPilot classification for all nine Pilot sources.

AcceptableEvidenceForm: Signed architecture decision record with per-source classification and rationale.

WhyRequired: Prevents over-engineering: defines the least mechanism that still satisfies CV-07 decision integrity and evidence reconstruction.

Dependency: Requires BC-06 path election to fix Critical Control scope.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Classification signed for all sources in Pilot scope.

BlockingImpact: Without it, interface scope is unbounded and BC-01 cannot be assessed against a target.

ER-EA-02LANE ABC-01

CompetentOwner: Enterprise Architect with Location Steward nominee

RequiredDecisionOrEvidence: Federated Location mapping artefact: Q4 operational Location reference → canonical Location key, per ADR-14 Option C.

AcceptableEvidenceForm: Issued mapping specification with governed key set and change control.

WhyRequired: Q4 is not canonical Location master; cumulative SIMOPS evaluation requires an evidenced canonical mapping.

Dependency: Enterprise Location stewardship nomination (Mesa 2) constrains full closure.

TargetEvidenceQuality: PARTIAL until stewardship named

RetestTrigger: Mapping artefact issued and Q4 read scope confirmed.

BlockingImpact: No canonical Location ⇒ no cumulative SIMOPS context ⇒ no READY verdict.

IT / IM

2 requests

Owns interface delivery, environments and snapshot transport controls.

ER-IT-01LANE ABC-01

CompetentOwner: IT/IM Integration Lead

RequiredDecisionOrEvidence: Confirmed InterfaceMechanism, Authentication, VersionBehaviour and FailureBehaviour per participating source.

AcceptableEvidenceForm: Interface confirmation record per source, or governed snapshot procedure where snapshot is sufficient.

WhyRequired: Participation must be demonstrated, never inferred from product capability.

Dependency: ER-EA-01 classification; system-owner authorization per source.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Mechanism confirmed for every source classified as required for Pilot.

BlockingImpact: BC-01 remains open; readiness computation has no authorized inputs.

ER-IT-02LANE ABC-01

CompetentOwner: IT/IM Integration Lead

RequiredDecisionOrEvidence: Observed staleness / unavailability behaviour for each CONTROLLED_SNAPSHOT source (fail-closed proof).

AcceptableEvidenceForm: Test record from the Pilot environment with timestamps and observed verdict.

WhyRequired: Snapshot sufficiency is only acceptable when staleness is governed and fails closed.

Dependency: ER-IT-01.

TargetEvidenceQuality: SUFFICIENT_FOR_CLOSURE

RetestTrigger: Fail-closed behaviour observed with real transport.

BlockingImpact: Unevidenced staleness handling invalidates snapshot-based participation.

IAM / Cyber

2 requests

Owns enterprise identity, role resolution and authority enforcement.

ER-IAM-01LANE ABC-02

CompetentOwner: Enterprise IAM Owner

RequiredDecisionOrEvidence: RealPilotIdentity set: named enterprise principals provisioned for each Pilot readiness role.

AcceptableEvidenceForm: IAM provisioning record referencing enterprise directory entries.

WhyRequired: Authority cannot be enforced against personas; attribution requires real identity.

Dependency: None — may start immediately.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Principals provisioned and role mapping issued.

BlockingImpact: No enforceable authorization anywhere in the Pilot; BC-03 real execution blocked.

ER-IAM-02LANE ABC-02

CompetentOwner: Enterprise IAM / Cyber Authority

RequiredDecisionOrEvidence: Executed AuthorityEnforcement scenarios with real identities, including denial and delegation-expiry cases.

AcceptableEvidenceForm: Executed test record with identity references and observed enforcement outcome.

WhyRequired: Fail-closed design evidence does not demonstrate enterprise enforcement.

Dependency: ER-IAM-01.

TargetEvidenceQuality: SUFFICIENT_FOR_CLOSURE

RetestTrigger: All six IAM scenarios executed with real principals.

BlockingImpact: BC-02 remains open; BC-03 may close WITH_CONTROL at most.

Q4 System Owner

1 requests

Owns permits, isolations, JHA and the operational Location reference used by the Pilot scenario.

ER-Q4-01LANE ABC-01

CompetentOwner: Q4 (Engica / TSI) System Owner

RequiredDecisionOrEvidence: SystemOwnerConfirmation of Pilot participation, authorized read scope and object classes exposed — including the operational Location reference at object level only.

AcceptableEvidenceForm: Signed system-owner authorization naming object classes and read scope.

WhyRequired: Q4 authority is recorded per object class; it may not be generalized into canonical Location mastership.

Dependency: ER-EA-02 for canonical mapping.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Authorization signed and scope enumerated.

BlockingImpact: Permit/isolation/Location inputs unauthorized ⇒ readiness inputs unusable.

Aconex / IM Owner

1 requests

Owns controlled document identity, revision state and version pinning source.

ER-ACN-01LANE ABC-01

CompetentOwner: Aconex / Document Control Owner

RequiredDecisionOrEvidence: Confirmed participation mode and VersionBehaviour for pinned document revisions used in decisions.

AcceptableEvidenceForm: Owner confirmation plus revision-pinning procedure reference.

WhyRequired: Decision pins must reference an authoritative revision that can be reconstructed later.

Dependency: ER-EA-01 classification.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Participation mode confirmed with revision semantics.

BlockingImpact: Superseded-document detection cannot be evidenced.

P6 / Project Controls Owner

1 requests

Owns schedule activity identity and lookahead horizon data.

ER-P6-01LANE ABC-01

CompetentOwner: Project Controls Manager

RequiredDecisionOrEvidence: Participation confirmation and snapshot cadence for lookahead activities in Pilot scope.

AcceptableEvidenceForm: Owner confirmation with governed snapshot cadence and staleness tolerance.

WhyRequired: Preventive lead time depends on a governed, dated schedule reference.

Dependency: ER-IT-02 staleness behaviour.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Cadence and tolerance agreed in writing.

BlockingImpact: Forecast horizon unevidenced; preventive value unverifiable.

Smart Completions Owner

1 requests

Owns system/subsystem completion and turnover state.

ER-SC-01LANE ABC-01

CompetentOwner: Completions Manager

RequiredDecisionOrEvidence: Participation confirmation and completion-state semantics for Pilot subsystems.

AcceptableEvidenceForm: Owner confirmation with state definition mapping.

WhyRequired: Unmapped completion states must fail closed, not be interpreted by the readiness layer.

Dependency: ER-EA-01.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: State semantics confirmed by the owner.

BlockingImpact: Commissioning-phase readiness cannot be evaluated.

Critical Control / Forwood Owner

1 requests

Owns critical control verification state and its authority model.

ER-CC-01LANE CBC-06

CompetentOwner: Critical Control Authority (named)

RequiredDecisionOrEvidence: Formal election of PATH A (real governed participation) or PATH B (formal rescope), with the full mandatory record.

AcceptableEvidenceForm: Signed decision record. Path A: source, authority, verification state, participation mechanism. Path B: DecisionAuthority, Reason, PilotEvidenceLost, ResidualRisk, Phase7Impact.

WhyRequired: Critical Control is non-compensable; simulation is not acceptance evidence.

Dependency: Bidirectional with BC-01 — path selection sets required interface scope.

TargetEvidenceQuality: SUFFICIENT_FOR_CLOSURE

RetestTrigger: Path formally elected by competent authority.

BlockingImpact: BC-06 REMAINS_OPEN and BC-01 scope cannot be finalized.

HR / RRLL / Training / Health

1 requests

Owns competency, certification and fitness facts consumed by readiness decisions.

ER-HR-01LANE BBC-05

CompetentOwner: HR / Health Data Owner

RequiredDecisionOrEvidence: Minimum attribute set sufficient to establish each competency / fitness decision fact, with everything else explicitly not persisted.

AcceptableEvidenceForm: Signed data-minimisation determination per decision fact.

WhyRequired: Full HR/Health records must not be copied into Integrated Readiness merely because they exist upstream.

Dependency: Records / Privacy classification (ER-REC-01).

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Minimum attribute set signed for all Pilot decision facts.

BlockingImpact: BC-05 remains open; personal-data exposure risk unbounded.

Operational Lifecycle Authority

1 requests

Owns Pilot-scope lifecycle states, transitions and delegation.

ER-OLA-01LANE BBC-03

CompetentOwner: Operational Lifecycle Authority (named)

RequiredDecisionOrEvidence: ADR-15 / ADR-17 Pilot supplement defining LifecycleOwner, StateOwner, AllowedTransition, TransitionAuthority, Delegation, EvidenceRequired, InvalidTransitionBehaviour, AuthorityUnavailableBehaviour.

AcceptableEvidenceForm: Signed lifecycle authority decision artefact scoped to the Pilot.

WhyRequired: No named authority ⇒ no attributable state transition ⇒ no reconstructable decision.

Dependency: BC-02 required for enforceable REAL authorization; artefact itself may progress independently.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Artefact signed and issued.

BlockingImpact: Without the artefact BC-03 stays open; with it but without BC-02, BC-03 may close WITH_CONTROL only.

Records / Privacy / Compliance / Governance Authority

2 requests

Owns CA-04 classification, retention basis and access scope.

ER-REC-01LANE BBC-05

CompetentOwner: Records & Privacy Authority

RequiredDecisionOrEvidence: Competent classification and retention basis for all material Pilot requirements; unresolved items must remain CLASSIFICATION_UNRESOLVED.

AcceptableEvidenceForm: Signed classification determination register.

WhyRequired: Evidence reconstruction and retention obligations govern how long decision pins persist.

Dependency: ER-HR-01 for personal-data facts.

TargetEvidenceQuality: SUFFICIENT_FOR_RETEST

RetestTrigger: Determination issued for every material requirement.

BlockingImpact: BC-05 remains open; downstream retention and evidence behaviour undefined.

ER-REC-02LANE BBC-05

CompetentOwner: Compliance / Governance Authority

RequiredDecisionOrEvidence: AccessScope determination for decision pins containing personal decision facts.

AcceptableEvidenceForm: Signed access-scope determination with role list.

WhyRequired: Access must be scoped to the readiness decision, not to the HR source population.

Dependency: ER-REC-01.

TargetEvidenceQuality: SUFFICIENT_FOR_CLOSURE

RetestTrigger: Access scope signed.

BlockingImpact: Evidence reconstruction cannot be exposed safely.

E · Minimum viable participation matrix (Pilot / CV-07)

Q4 (Engica / TSI)LIVE_READ_REQUIRED

ObjectScope: Permit, Isolation, JHA, operational Location reference

Rationale: Permit and isolation state changes within the shift; a stale snapshot could authorize work against a revoked permit.

CurrentState: NOT_CONNECTED — read scope unauthorized (ER-Q4-01).

CV-07 Impact: Blocking. No permit truth ⇒ no READY verdict.

AconexCONTROLLED_SNAPSHOT_SUFFICIENT

ObjectScope: Controlled document revision state

Rationale: Revision changes are infrequent and governed; a dated snapshot with staleness tolerance preserves pin integrity.

CurrentState: NOT_CONNECTED — participation unconfirmed (ER-ACN-01).

CV-07 Impact: Blocking for document-pin reconstruction; snapshot is acceptable.

P6CONTROLLED_SNAPSHOT_SUFFICIENT

ObjectScope: Lookahead activities and dates

Rationale: Lookahead is planning horizon data; daily governed snapshot supports preventive lead time.

CurrentState: NOT_CONNECTED — cadence unagreed (ER-P6-01).

CV-07 Impact: Blocking for forecast evidence only; not for point-in-time authorization.

Smart CompletionsCONTROLLED_SNAPSHOT_SUFFICIENT

ObjectScope: System / subsystem completion state

Rationale: Turnover state changes at low frequency; unmapped states must fail closed regardless of mechanism.

CurrentState: NOT_CONNECTED — state semantics unconfirmed (ER-SC-01).

CV-07 Impact: Blocking for commissioning-phase scope.

Critical Control (Forwood or equivalent)LIVE_READ_REQUIRED

ObjectScope: Critical control verification state

Rationale: Non-compensable control; verification state must be current at the moment of authorization. Applies under Path A.

CurrentState: SIMULATED — not acceptance evidence; path not elected (ER-CC-01).

CV-07 Impact: Blocking. Under Path B this row becomes NOT_REQUIRED_FOR_CURRENT_SCOPE with recorded evidence loss.

HR / RRLLCONTROLLED_MANUAL_FEDERATION_SUFFICIENT

ObjectScope: Competency and certification validity fact

Rationale: A governed, attributable manual attestation of the minimum decision fact avoids bulk personal-data transfer.

CurrentState: NOT_CONNECTED — minimum attribute set undetermined (ER-HR-01).

CV-07 Impact: Blocking for competency gating; minimisation-preferred mechanism.

Health / Fitness for DutyCONTROLLED_MANUAL_FEDERATION_SUFFICIENT

ObjectScope: Fitness decision fact (binary, dated)

Rationale: Only the governed decision fact is required; clinical detail must never enter the readiness layer.

CurrentState: NOT_CONNECTED — classification unresolved (ER-REC-01).

CV-07 Impact: Blocking for person-level readiness; minimisation-mandatory.

Training / Competency ManagementCONTROLLED_SNAPSHOT_SUFFICIENT

ObjectScope: Expiry date for required qualifications

Rationale: Expiry horizons are computable from a dated snapshot; preventive alerting needs lead time, not liveness.

CurrentState: NOT_CONNECTED.

CV-07 Impact: Blocking for preventive expiry forecasting.

Enterprise IAMLIVE_READ_REQUIRED

ObjectScope: Identity, role, authority assertion

Rationale: Authority and delegation must be evaluated at decision time; cached authority is unsafe.

CurrentState: NOT_CONNECTED — no real principals provisioned (ER-IAM-01).

CV-07 Impact: Blocking for every attributable action in the Pilot.

Do not over-engineer enterprise integration as a prerequisite where governed evidence can be achieved by a simpler controlled mechanism. SIMULATED_ONLY is never acceptance evidence.

F · BC-03 / BC-05 governance decision queue

GQ-01BC-03PROGRESSES INDEPENDENTLY

DecisionRequired: Name LifecycleOwner and StateOwner for every Pilot-scope readiness state.

CompetentAuthority: Operational Lifecycle Authority

CurrentState: UNRESOLVED — no artefact issued.

ClosureCeiling: CLOSED_WITH_CONTROL (real enforcement depends on BC-02).

GQ-02BC-03PROGRESSES INDEPENDENTLY

DecisionRequired: Define AllowedTransition set, TransitionAuthority and Delegation rules, with EvidenceRequired per transition.

CompetentAuthority: Operational Lifecycle Authority with Enterprise Architecture

CurrentState: UNRESOLVED.

ClosureCeiling: CLOSED_WITH_CONTROL.

GQ-03BC-03PROGRESSES INDEPENDENTLY

DecisionRequired: Specify InvalidTransitionBehaviour and AuthorityUnavailableBehaviour (both must fail closed).

CompetentAuthority: Operational Lifecycle Authority

CurrentState: UNRESOLVED — design fail-closed behaviour exists but is DesignEvidence only.

ClosureCeiling: CLOSED_WITH_CONTROL.

GQ-04BC-05PROGRESSES INDEPENDENTLY

DecisionRequired: Classification and retention basis for every material Pilot requirement (CA-04).

CompetentAuthority: Records & Privacy Authority

CurrentState: CLASSIFICATION_UNRESOLVED on 5 of 6 material requirements.

ClosureCeiling: CLOSED where determination is complete and access scope signed.

GQ-05BC-05PROGRESSES INDEPENDENTLY

DecisionRequired: DataMinimisation determination for competency / fitness information used in decision pins.

CompetentAuthority: Records & Privacy Authority with HR / Health Data Owner

CurrentState: UNRESOLVED.

ClosureCeiling: CLOSED.

BC-05 data minimisation control

DecisionFactRequired: Person holds the required competency for the task at the time of authorization.

MinimumAttributeRequired: PersonRef + QualificationCode + ValidUntil (date) + IssuingAuthorityRef.

PersonalDataPersisted: Pseudonymous person reference, qualification code, validity date, issuer reference.

PersonalDataNotPersisted: Training history, scores, assessment records, disciplinary data, full HR profile, national identifiers.

RetentionBasis: CLASSIFICATION_UNRESOLVED — pending Records & Privacy determination (GQ-04).

AccessScope: CLASSIFICATION_UNRESOLVED — pending ER-REC-02.

EvidenceRef: Decision pin references the source attestation; the source record itself is never copied.

DecisionFactRequired: Person is fit for duty for the shift covering the authorization.

MinimumAttributeRequired: PersonRef + FitnessDecision (binary) + DecisionDate + DecidingAuthorityRef.

PersonalDataPersisted: Pseudonymous person reference, binary decision, date, authority reference.

PersonalDataNotPersisted: Any clinical, medical, diagnostic, test-result or health-condition data of any kind.

RetentionBasis: CLASSIFICATION_UNRESOLVED — health data requires explicit competent determination.

AccessScope: CLASSIFICATION_UNRESOLVED.

EvidenceRef: Decision pin stores the attestation reference only.

DecisionFactRequired: Person held delegated authority when the readiness action was taken.

MinimumAttributeRequired: PrincipalRef + RoleRef + DelegationRef + ValidFrom/ValidUntil.

PersonalDataPersisted: Enterprise principal reference, role, delegation instrument reference, validity window.

PersonalDataNotPersisted: Employment terms, org-chart detail beyond the role, contact data.

RetentionBasis: Governed by evidence reconstruction obligation — pending GQ-04 confirmation.

AccessScope: Assurance and audit roles; CLASSIFICATION_UNRESOLVED pending ER-REC-02.

EvidenceRef: Authority resolution trace within the decision pin.

Retain the minimum governed fact needed to support readiness and reconstruct the decision. Do not copy full HR/Health records into Integrated Readiness merely because they exist upstream.

G · BC-06 path decision register

REMAINS_OPEN — no path formally elected.

ElectionAuthority: Critical Control Authority (named) — election must be attributable.

PATH A — REAL GOVERNED PARTICIPATION

Preference: PREFERRED where reasonably achievable.

  • Named real Critical Control source system and its owner.
  • Authority model for critical control verification state.
  • Verification state semantics mapped to readiness consumption.
  • Pilot participation mechanism (LIVE_READ_REQUIRED per Section E).

EffectOnBC-01: Expands BC-01 interface scope to include the Critical Control source with live read.

Status: NOT ELECTED — no evidence received.

PATH B — FORMAL RESCOPE

Preference: Permitted only through competent authority decision.

  • DecisionAuthority — named individual and mandate.
  • Reason — why real participation is not reasonably achievable for the Pilot.
  • PilotEvidenceLost — the specific acceptance evidence forgone.
  • ResidualRisk — the risk carried and its owner.
  • Phase7Impact — consequence for production readiness evidence.

Prohibition: Must not be elected merely to reduce blocker count or accelerate Pilot GO.

EffectOnBC-01: Removes the Critical Control source from BC-01 required interface scope and records evidence loss.

Status: NOT ELECTED — no decision record received.

Until one path is formally elected, BC-06 = REMAINS_OPEN and BC-01 scope cannot be finalized.

H · Updated cross-blocker dependency register

BC-01BC-06 (bidirectional)BIDIRECTIONAL_SCOPE

CanProgressIndependently: YES for all non-Critical-Control sources; interface work on Q4, Aconex, P6, Smart Completions proceeds now.

ClosureDependency: BC-01 cannot reach full closure until the BC-06 path is elected, because required interface scope is undetermined.

ExecutionDependency: Critical Control interface work must not start before path election.

CanDesignOrCloseGovernance: YES — MinimumViableParticipation classification can be signed per source.

CanExecuteOperationally: PARTIAL — only for sources outside the Critical Control scope question.

BC-02None inboundENFORCEMENT

CanProgressIndependently: YES — start immediately; longest external lead time.

ClosureDependency: Self-contained: requires provisioned real identities and executed enforcement scenarios.

ExecutionDependency: Gates real authorization execution across the whole Pilot.

CanDesignOrCloseGovernance: YES — role mapping specification is a governance artefact.

CanExecuteOperationally: NO — no real principals provisioned.

BC-03BC-02 (for enforceable real authorization)ENFORCEMENT

CanProgressIndependently: YES — the lifecycle authority artefact is a competent governance decision that does not require integration.

ClosureDependency: May reach CLOSED_WITH_CONTROL on the artefact alone; full CLOSED requires BC-02 enforcement evidence.

ExecutionDependency: Real transition execution cannot be demonstrated until BC-02 provides enforceable identity.

CanDesignOrCloseGovernance: YES.

CanExecuteOperationally: NO.

BC-05Downstream retention / evidence behaviourDOWNSTREAM_BEHAVIOUR

CanProgressIndependently: YES — classification and minimisation are competent decisions available now.

ClosureDependency: Self-contained; but its outcome determines retention, access scope and evidence-reconstruction behaviour for all pins.

ExecutionDependency: Decision pins containing personal decision facts may not be persisted in the Pilot until classification exists.

CanDesignOrCloseGovernance: YES.

CanExecuteOperationally: NO — persistence prohibited while CLASSIFICATION_UNRESOLVED.

BC-06BC-01 (bidirectional)BIDIRECTIONAL_SCOPE

CanProgressIndependently: YES — the path election is a decision, not a delivery.

ClosureDependency: Path A closure requires evidenced real participation (therefore BC-01); Path B closure requires only the complete decision record.

ExecutionDependency: Sets BC-01 required interface scope; late election wastes Lane A lead time.

CanDesignOrCloseGovernance: YES — election may be made now.

CanExecuteOperationally: NO — Path A participation not evidenced; simulation is not acceptance evidence.

Dependency is not failure. A blocker that can close its governance obligation while remaining execution-dependent is recorded as CLOSED_WITH_CONTROL, never as failed.

I · Updated retest eligibility queue

RETEST QUEUE EMPTY — 0 / 5 blockers meet EvidenceQuality >= SUFFICIENT_FOR_RETEST.

Rule: Targeted retest only. Do not rerun the complete Mesa 1 assessment after each update. A documentary artefact may make a blocker eligible for retest without closing adjacent blockers.

Chain: OriginalHOLD → ExternalAction → NewOperationalClosureEvidence → EvidenceQualityAssessment → TargetedRetest → ClosureDisposition.

BC-03QUALITY: NONE

NearestTrigger: Signed ADR-15 / ADR-17 Pilot lifecycle supplement (ER-OLA-01).

EligibleWithoutOtherBlockers: YES — may reach SUFFICIENT_FOR_RETEST while BC-02 remains open.

ExpectedDisposition: CLOSED_WITH_CONTROL (real execution remains dependent on BC-02).

BC-05QUALITY: NONE

NearestTrigger: Records & Privacy classification determination plus minimisation decision (ER-REC-01, ER-HR-01).

EligibleWithoutOtherBlockers: YES.

ExpectedDisposition: CLOSED once access scope is signed (ER-REC-02).

BC-06QUALITY: NONE

NearestTrigger: Formal Path A / Path B election (ER-CC-01).

EligibleWithoutOtherBlockers: YES — the election is self-contained.

ExpectedDisposition: CLOSED (Path A, if evidenced) or FORMALLY_RESCOPED (Path B, full record required).

BC-02QUALITY: NONE

NearestTrigger: Real principals provisioned and enforcement scenarios executed (ER-IAM-01, ER-IAM-02).

EligibleWithoutOtherBlockers: YES, but long lead time.

ExpectedDisposition: CLOSED only on executed enforcement evidence with real identities.

BC-01QUALITY: NONE

NearestTrigger: MinimumViableParticipation classification signed plus per-source owner confirmations (ER-EA-01, ER-IT-01, ER-Q4-01…).

EligibleWithoutOtherBlockers: PARTIAL — final scope depends on BC-06 election.

ExpectedDisposition: CLOSED_WITH_CONTROL at best until Critical Control scope is settled.

J · Updated escalation register

ESC-M1-01LANE ABC-02BC-01ACTIVE

Trigger: No IAM provisioning or system-owner authorization commenced within the current planning cycle.

EscalateTo: Programme Director with Enterprise IAM Owner and IT/IM

Reason: Lane A carries the longest external lead time; delay here delays every downstream real-authorization test.

ConsequenceIfUnresolved: Pilot entry date becomes indeterminate; BC-03 permanently capped at CLOSED_WITH_CONTROL.

ESC-M1-02LANE CBC-06ACTIVE

Trigger: No competent Path A / Path B election recorded.

EscalateTo: Critical Control Authority and Programme Director

Reason: Path selection sets BC-01 interface scope; indecision blocks Lane A scope finalization.

ConsequenceIfUnresolved: BC-01 and BC-06 both remain open; Critical Control stays SIMULATED, which is not acceptance evidence.

ESC-M1-03LANE CBC-06ARMED

Trigger: Path B proposed without the complete mandatory record, or proposed to reduce blocker count.

EscalateTo: Governance Authority

Reason: Path B is a risk-acceptance decision, not an administrative convenience.

ConsequenceIfUnresolved: Rescope refused; BC-06 REMAINS_OPEN.

ESC-M1-04LANE BBC-05ARMED

Trigger: Personal competency / fitness data proposed for persistence beyond the minimum decision fact.

EscalateTo: Records / Privacy / Compliance Authority

Reason: Data minimisation is a control, not a preference.

ConsequenceIfUnresolved: Persistence refused; CLASSIFICATION_UNRESOLVED preserved and Pilot pins remain non-persistent.

ESC-M1-05LANE ABC-01ARMED

Trigger: Live integration demanded where a governed snapshot or manual federation is sufficient for CV-07.

EscalateTo: Enterprise Architecture

Reason: Over-engineering integration converts a governance problem into an unnecessary delivery programme.

ConsequenceIfUnresolved: Pilot entry delayed without any gain in decision integrity or evidence quality.

ESC-M1-06LANE BBC-03BC-05ACTIVE

Trigger: Governance decisions deferred on the grounds that enterprise integration is incomplete.

EscalateTo: Programme Director

Reason: Lane B decisions are competent and independent; deferral is a false dependency.

ConsequenceIfUnresolved: Avoidable serialization of the closure path.

K · Mesa 1 current disposition

MESA 1 STATUS: ENTERPRISE_ENABLEMENT_HOLD

Counts: Closed 0 · Open 5 · EvidenceQuality NONE · Retest 0 / 5

Changed by this action

  • Location authority wording corrected to ADR-14 Option C.
  • Execution path restructured into three parallel lanes with explicit priority.
  • Dependency, retest and escalation registers updated.
  • MinimumViableParticipationForPilot and BC-05 data-minimisation controls added.

Unchanged

  • All five blockers REMAIN_OPEN.
  • EvidenceQuality remains NONE — no OperationalClosureEvidence received.
  • RetestEligibility remains 0/5.
  • Mesa 2 and Mesa 3 not commenced; Phase 6A not rerun; Phase 6B not commenced.

AuthorizedNext: Evidence acquisition across the three lanes and targeted blocker closure only. No pilot exposure; BC-09 time-irreversibility protection remains in force under Mesa 3.

MESA 1 DISPOSITION: ENTERPRISE_ENABLEMENT_HOLD — corrected and reframed, not closed.