OWNER_EVIDENCE_INTAKE = ACTIVEQuestionnaire · FROZEN_FOR_OWNER_VALIDATIONPhase 6A · HOLDRevalidation · NOT_ELIGIBLEPhase 6B · NOT_AUTHORIZEDPhase 7 · NO_GOBC09Protection · ACTIVEPilotExposure · PROHIBITED

Phase 6A — Owner Evidence Intake Integration

Wave 1 · Real Evidence Acquisition & Controlled Assessment

Lovable orchestrates evidence; competent owners establish authority; authoritative systems establish fact; targeted retests establish operational confidence; only Phase 6A Integrated Revalidation can establish GO.

Source

/board + /erx + /wave1 + /s1 — linked, never re-run

Questionnaire baseline ID

PH6A-W1-OEAVQ-REV1

Blocker state

BC-01 / BC-02 / BC-03 / BC-05 / BC-06 = OPEN

Simulation baseline

ACCEPTED_AND_FROZEN

A · Owner Evidence Intake Executive View

A controlled owner evidence intake mechanism is now active against the six existing Wave 1 Evidence Requests (ER-01, ER-06, ER-07, ER-11, ER-16, ER-17). It can receive real acknowledgements and artefacts, preserve provenance, assess them against the frozen acceptance criteria and prepare targeted retests. No acknowledgement, artefact or assessment has been supplied; every request remains AWAITING_OWNER.

· Lovable operates as: Evidence Orchestration · Assessment · Traceability · Retest Preparation · Assurance Control Room.
· Lovable does not operate as: Authoritative Corporate Repository · Competent Authority · System of Record · Legal Authority · IAM Authority · Critical Control Authority.

Evidence rule

Existing questionnaire responses remain DESIGN_EVIDENCE / SUPPORTING_EVIDENCE / DESIGN_ASSERTION / PROPOSED_RULE / CANDIDATE_AUTHORITY / CANDIDATE_SOURCE / FROZEN_ARCHITECTURAL_INVARIANT / TO_BE_VALIDATED / VALUE_HYPOTHESIS. Owner sight of a design response does not upgrade it.

Closure protection

Intake may never set CLOSED. Closure requires OperationalClosureEvidence + TargetedRetest + ClosureDisposition, with allowed final dispositions CLOSED / CLOSED_WITH_CONTROL / RESCOPED_BY_COMPETENT_AUTHORITY / REMAINS_OPEN.

B · 6-Request Reconciliation

Reconciliation is a precondition of activation. A failed reconciliation stops activation; it is never resolved by adding or removing a request.

RequestsInS1

RequestsInIntake

Missing

Duplicate

New

Result

RECONCILED

ER	Blocker	Competent owner	Questions	Minimum acceptance evidence	Potential retest trigger	Escalation	Status
ER-01	BC-01	Enterprise Architecture	Q-W1-01 · Q-W1-02 · Q-W1-03 · Q-W1-04 · Q-W1-05	Attributable participation declaration per source/object.	RT-01 — BC-01 object participation retest · NOT_PREPARED	ESC-02	AWAITING_OWNER
ER-06	BC-01	IT / IM	Q-W1-06 · Q-W1-07 · Q-W1-08 · Q-W1-09	IT authorization statement for the declared mechanisms.	RT-02 — BC-01 federation mechanism retest · NOT_PREPARED	ESC-02	AWAITING_OWNER
ER-07	BC-02	IAM / Cyber	Q-W1-10 · Q-W1-11 · Q-W1-12 · Q-W1-13 · Q-W1-14 · Q-W1-15 · Q-W1-16	IAM owner confirmation + provisioned identity set.	RT-03 — BC-02 IAM-01 → IAM-06 identity chain retest · NOT_PREPARED	ESC-02	AWAITING_OWNER
ER-11	BC-03	Business Product Owner	Q-W1-17 · Q-W1-18 · Q-W1-19 · Q-W1-20 · Q-W1-21	Decision artefact per object class.	RT-04 — BC-03 lifecycle authority / SoD retest · NOT_PREPARED	ESC-02	AWAITING_OWNER
ER-16	BC-05	Records Management	Q-W1-22 · Q-W1-23 · Q-W1-24 · Q-W1-25	Competent retention decision per class.	RT-05 — BC-05 classification & retention retest · NOT_PREPARED	ESC-02	AWAITING_OWNER
ER-17	BC-05	Privacy	Q-W1-26 · Q-W1-27 · Q-W1-28	Privacy decision per class.	RT-05 — BC-05 classification & retention retest (privacy limb) · NOT_PREPARED	ESC-02	AWAITING_OWNER

C · Frozen Questionnaire — Read-Only View

QUESTIONNAIRE_BASELINE_ID = PH6A-W1-OEAVQ-REV1, FROZEN_FOR_OWNER_VALIDATION. No question may be rewritten, merged, deleted, reassigned or reinterpreted without explicit architecture governance instruction. DesignResponse and OwnerValidatedResponse are held separately and are never reconciled into a single field.

Question	ER	BC	Owner	Dimension	Design response (design only)	Evidence class	Owner-validated response	Owner evidence ref	Assessment	Residual gap
Q-W1-01	ER-01	BC-01	Enterprise Architecture	ObjectClass	22 governed object classes are declared in the Phase 5 authority matrix.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	No owner has confirmed object-class coverage.
Q-W1-02	ER-01	BC-01	Enterprise Architecture	AuthoritativeSource	Q4, Aconex, P6, Forwood and HR/Competency are candidate sources per object class.	CANDIDATE_SOURCE	NOT_SUPPLIED	NONE	NOT_ASSESSED	Sources remain candidates, not confirmed.
Q-W1-03	ER-01	BC-01	Enterprise Architecture	SourceOwner	System Owner role assumed per source; individuals unnamed.	DESIGN_ASSERTION	NOT_SUPPLIED	NONE	NOT_ASSESSED	No named accountable owner exists.
Q-W1-04	ER-01	BC-01	Enterprise Architecture	ParticipationMode	API / SNAPSHOT / MANUAL_FEDERATED are all acceptable participation modes.	PROPOSED_RULE	NOT_SUPPLIED	NONE	NOT_ASSESSED	Participation mode unelected.
Q-W1-05	ER-01	BC-01	Enterprise Architecture	VersionPrecedence	Source version pins the decision; readiness layer never re-versions a source record.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Precedence unconfirmed by source owners.
Q-W1-06	ER-06	BC-01	IT / IM	ReadAuthority	Readiness layer reads source records under source-owner authority only.	DESIGN_ASSERTION	NOT_SUPPLIED	NONE	NOT_ASSESSED	No authorization decision exists.
Q-W1-07	ER-06	BC-01	IT / IM	WriteAuthority	No write-back to any source system in the Pilot.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Boundary unconfirmed operationally.
Q-W1-08	ER-06	BC-01	IT / IM	SnapshotAuthority	Snapshot federation is permitted where API is unavailable.	PROPOSED_RULE	NOT_SUPPLIED	NONE	NOT_ASSESSED	Snapshot route unapproved.
Q-W1-09	ER-06	BC-01	IT / IM	FailureBehaviour	Source unavailable ⇒ fail-closed; readiness degrades to HOLD, never inferred pass.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Detection capability unevidenced.
Q-W1-10	ER-07	BC-02	IAM / Cyber	EnterpriseIdentityProvider	A single enterprise IdP is assumed for Pilot identities.	CANDIDATE_AUTHORITY	NOT_SUPPLIED	NONE	NOT_ASSESSED	IdP unnamed.
Q-W1-11	ER-07	BC-02	IAM / Cyber	AuthenticationMechanism	Federated SSO assumed; protocol not selected by the design team.	TO_BE_VALIDATED	NOT_SUPPLIED	NONE	NOT_ASSESSED	Protocol unstated — no assumption permitted.
Q-W1-12	ER-07	BC-02	IAM / Cyber	RoleSource	Role is resolved from an enterprise role source, distinct from identity.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Role source unnamed.
Q-W1-13	ER-07	BC-02	IAM / Cyber	CompetencySource	Competency validity is sourced externally and expires deterministically.	CANDIDATE_SOURCE	NOT_SUPPLIED	NONE	NOT_ASSESSED	Competency source unconfirmed.
Q-W1-14	ER-07	BC-02	IAM / Cyber	AuthoritySource	DecisionAuthority is separate from permission and is resolved per object.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Separation unvalidated by IAM.
Q-W1-15	ER-07	BC-02	IAM / Cyber	Delegation / Revocation	Delegation is time-bounded and revocable; revocation is immediate and attributable.	PROPOSED_RULE	NOT_SUPPLIED	NONE	NOT_ASSESSED	Mechanisms unevidenced.
Q-W1-16	ER-07	BC-02	IAM / Cyber	AuthorityUnavailableBehaviour	AuthorityResolutionState = UNRESOLVED ⇒ fail-closed, no default grant.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Confirmation absent.
Q-W1-17	ER-11	BC-03	Business Product Owner	LifecycleOwner	Each governed object has one accountable lifecycle owner.	DESIGN_ASSERTION	NOT_SUPPLIED	NONE	NOT_ASSESSED	Owners unnamed.
Q-W1-18	ER-11	BC-03	Business Product Owner	AllowedStates / Transitions	State sets and transitions are declared per object in the Phase 5 baseline.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Acceptance not recorded.
Q-W1-19	ER-11	BC-03	Business Product Owner	TransitionAuthority / SoD	Transition authority is role-bound with segregation of duties on authorization.	PROPOSED_RULE	NOT_SUPPLIED	NONE	NOT_ASSESSED	Matrix unissued.
Q-W1-20	ER-11	BC-03	Business Product Owner	AI Boundary	AI assists; AI holds no authority and satisfies no material criterion.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Confirmation absent.
Q-W1-21	ER-11	BC-03	Business Product Owner	DecisionReconstruction	Every transition is reconstructable from pinned inputs and authority state.	DESIGN_EVIDENCE	NOT_SUPPLIED	NONE	NOT_ASSESSED	Not validated by the accountable business owner.
Q-W1-22	ER-16	BC-05	Records Management	DataClassification	CA-04 record classes are proposed for readiness decisions and evidence.	PROPOSED_RULE	NOT_SUPPLIED	NONE	NOT_ASSESSED	No classification decision issued.
Q-W1-23	ER-16	BC-05	Records Management	RetentionBasis	Retention aligned to decision reconstruction needs.	DESIGN_ASSERTION	NOT_SUPPLIED	NONE	NOT_ASSESSED	Retention basis unstated.
Q-W1-24	ER-16	BC-05	Records Management	Custodian	Custodianship assumed to remain with the source function.	CANDIDATE_AUTHORITY	NOT_SUPPLIED	NONE	NOT_ASSESSED	Custodians unnamed.
Q-W1-25	ER-16	BC-05	Records Management	ReconstructionRequirements	Decision pin retains references, not full source records.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Confirmation absent.
Q-W1-26	ER-17	BC-05	Privacy / Data Protection	DataMinimisation	Only validity flags and references are held for HR/Health-derived facts.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	No privacy decision exists.
Q-W1-27	ER-17	BC-05	Privacy / Data Protection	AccessScope	Access is scoped by role and location context.	PROPOSED_RULE	NOT_SUPPLIED	NONE	NOT_ASSESSED	Scope undecided.
Q-W1-28	ER-17	BC-05	Privacy / Data Protection	SemanticAuthority	Semantic proposals are never consumed without human validation.	FROZEN_ARCHITECTURAL_INVARIANT	NOT_SUPPLIED	NONE	NOT_ASSESSED	Unconfirmed.
Q-W1-29	ER-19	BC-06	NOT_CONFIRMED — ES&H Executive proposed	PathAorPathBDecision	Critical Control participation remains SIMULATED pending a competent election.	TO_BE_VALIDATED	NOT_SUPPLIED	NONE	NOT_ASSESSED	No competent authority has accepted the election; ESC-03 active. Not an intake request in this Wave.

D · Owner Acknowledgement Register

No state may be skipped. A response of "Yes, confirmed" is an acknowledgement, not evidence, and never a closure.

Acknowledgement_ID

Assigned on receipt of an actual external response.

EvidenceRequest_ID

One of the six linked Wave 1 requests.

RespondentName / Function / Organization

Attributable respondent identity.

ResponseDate

Date of the external response, not of recording.

AuthorityClaim / AuthorityScope

What authority the respondent claims, and over what.

AuthorityConfirmed

YES / PARTIAL / NO / NEEDS_CLARIFICATION — never inferred from the act of responding.

AcknowledgementReference

Traceable external reference (email ref, minute, register entry).

Comments

Preserved verbatim; not summarised into a verdict.

· AWAITING_OWNER → OWNER_ACKNOWLEDGED
· OWNER_ACKNOWLEDGED → EVIDENCE_SUBMITTED
· EVIDENCE_SUBMITTED → UNDER_EVIDENCE_REVIEW
· UNDER_EVIDENCE_REVIEW → ACCEPTED | ACCEPTED_WITH_LIMITATION | INSUFFICIENT | OUTDATED | OUT_OF_SCOPE | CONTRADICTORY

Owner response ≠ closure — required demonstration

· Competent authority demonstrated
· Scope stated and applicable
· Traceable basis (reference, version, date)
· Applicable artefact or governed confirmation attached
· Acceptance criterion coverage shown explicitly

Acknowledgement register: 0 entries — no owner response has been supplied.

E · Evidence Intake Register

Owner confirmation must explicitly demonstrate the applicable criterion. Document presence alone creates neither classification nor sufficiency.

Evidence_IDEvidenceRequest_IDRelatedQuestion_IDSubmittedBySubmittingFunctionCompetentOwnerEvidenceTypeEvidenceTitleEvidenceReferenceSourceSystemOrProcessSourceOwnerIssueDateEffectiveDateVersionValidityScopeClassificationAuthorityStatementAssessmentStatus

· OPERATIONAL_CLOSURE_EVIDENCE — Competent, current, in-scope artefact or governed decision that demonstrates an acceptance criterion.
· SUPPORTING_EVIDENCE — Relevant and attributable, but does not by itself demonstrate a criterion.
· CONTRADICTORY_EVIDENCE — Materially conflicts with the frozen baseline or another accepted artefact.
· NOT_APPLICABLE_EVIDENCE — Attributable but outside the ApplicableScope of the request.
· DESIGN_EVIDENCE / SIMULATION_EVIDENCE — Existing internal material. Never upgraded because an owner has seen it.

Evidence register: 0 artefacts — append-only history initialised; nothing received.

F · Seven-Check Assessment Queue

Missing evidence is NOT_DEMONSTRATED, never FAIL. FAIL is reserved for evidence that is present and fails the check.

PASSPASS_WITH_LIMITATIONFAILNOT_DEMONSTRATED

· AUTHENTIC — Issued by the named owner through an attributable channel.
· CURRENT — Within its stated validity window and not superseded.
· IN_SCOPE — Addresses the ApplicableScope of the request, not an adjacent topic.
· OWNER_COMPETENT — The issuing function actually holds the authority claimed.
· TRACEABLE — Carries a reference, version and date that can be reconstructed later.
· SUFFICIENT_FOR_CRITERION — Satisfies the MinimumAcceptableEvidence of this request.
· NO_MATERIAL_CONTRADICTION — Does not conflict with the frozen architecture or another accepted artefact.

Assessment queue: 0 items — no artefact is under review.

G · Evidence Quality View

EvidenceQuality is updated only after a completed seven-check assessment, never on receipt.

· NONE — No competent operational evidence received.
· PARTIAL — Some criteria satisfied; the blocker cannot yet be retested.
· SUFFICIENT_FOR_RETEST — Enough to attempt a targeted retest — not closure.
· SUFFICIENT_FOR_CLOSURE — Retest passed and every acceptance criterion is evidenced.

Blocker	Evidence quality	Blocker state	Retest eligibility
BC-01	NONE	OPEN	NOT_ELIGIBLE
BC-02	NONE	OPEN	NOT_ELIGIBLE
BC-03	NONE	OPEN	NOT_ELIGIBLE
BC-05	NONE	OPEN	NOT_ELIGIBLE
BC-06	NONE	OPEN	NOT_ELIGIBLE

H · BC-01 Evidence View — Source participation & object authority

Object-level authority is preserved. No single system may be converted into a universal System of Record.

ER-01 · ER-06OPEN

Dimension	Owner evidence	Assessment
ObjectClass	NOT_SUPPLIED	NOT_DEMONSTRATED
AuthoritativeSource	NOT_SUPPLIED	NOT_DEMONSTRATED
SourceOwner	NOT_SUPPLIED	NOT_DEMONSTRATED
ParticipationMode	NOT_SUPPLIED	NOT_DEMONSTRATED
ReadAuthority	NOT_SUPPLIED	NOT_DEMONSTRATED
WriteAuthority	NOT_SUPPLIED	NOT_DEMONSTRATED
SnapshotAuthority	NOT_SUPPLIED	NOT_DEMONSTRATED
VersionPrecedence	NOT_SUPPLIED	NOT_DEMONSTRATED
FailureBehaviour	NOT_SUPPLIED	NOT_DEMONSTRATED

I · BC-02 Evidence View — Identity, role, authority resolution

Identity ≠ Role ≠ Permission ≠ DecisionAuthority. No protocol is assumed until the IAM owner confirms it.

ER-07OPEN

Dimension	Owner evidence	Assessment
EnterpriseIdentityProvider	NOT_SUPPLIED	NOT_DEMONSTRATED
AuthenticationMechanism	NOT_SUPPLIED	NOT_DEMONSTRATED
RoleSource	NOT_SUPPLIED	NOT_DEMONSTRATED
CompetencySource	NOT_SUPPLIED	NOT_DEMONSTRATED
AuthoritySource	NOT_SUPPLIED	NOT_DEMONSTRATED
Delegation	NOT_SUPPLIED	NOT_DEMONSTRATED
Revocation	NOT_SUPPLIED	NOT_DEMONSTRATED
AuthorityUnavailableBehaviour	NOT_SUPPLIED	NOT_DEMONSTRATED

J · BC-03 Evidence View — Object lifecycle governance

AI assistance only — no AI authority. AI may not satisfy any material authority criterion.

ER-11OPEN

Dimension	Owner evidence	Assessment
LifecycleOwner	NOT_SUPPLIED	NOT_DEMONSTRATED
AllowedStates	NOT_SUPPLIED	NOT_DEMONSTRATED
AllowedTransitions	NOT_SUPPLIED	NOT_DEMONSTRATED
TransitionAuthority	NOT_SUPPLIED	NOT_DEMONSTRATED
Delegation	NOT_SUPPLIED	NOT_DEMONSTRATED
SegregationOfDuties	NOT_SUPPLIED	NOT_DEMONSTRATED
AuthorityUnavailableBehaviour	NOT_SUPPLIED	NOT_DEMONSTRATED
DecisionReconstruction	NOT_SUPPLIED	NOT_DEMONSTRATED

K · BC-05 Evidence View — Data classification, minimisation & retention

Full HR/Health source records are not copied into the intake layer unless explicitly required by a competent governance decision.

ER-16 · ER-17OPEN

Dimension	Owner evidence	Assessment
DataClassification	NOT_SUPPLIED	NOT_DEMONSTRATED
DataMinimisation	NOT_SUPPLIED	NOT_DEMONSTRATED
DecisionPin	NOT_SUPPLIED	NOT_DEMONSTRATED
SemanticAuthority	NOT_SUPPLIED	NOT_DEMONSTRATED
AccessScope	NOT_SUPPLIED	NOT_DEMONSTRATED
RetentionBasis	NOT_SUPPLIED	NOT_DEMONSTRATED
Custodian	NOT_SUPPLIED	NOT_DEMONSTRATED
ReconstructionRequirements	NOT_SUPPLIED	NOT_DEMONSTRATED

L · BC-06 Evidence View — Critical Control participation

BC-06 remains OPEN until real owner evidence determines PATH_A_REAL_PARTICIPATION or PATH_B_FORMAL_RESCOPE. Path A is never inferred from prototype behaviour; ESC-03 remains active.

ER-19 (escalation, not a Wave 1 intake request)OPEN

Dimension	Owner evidence	Assessment
CriticalControlSource	NOT_SUPPLIED	NOT_DEMONSTRATED
CriticalControlObject	NOT_SUPPLIED	NOT_DEMONSTRATED
ParticipationMode	NOT_SUPPLIED	NOT_DEMONSTRATED
ValidityCriterion	NOT_SUPPLIED	NOT_DEMONSTRATED
FailureBehaviour	NOT_SUPPLIED	NOT_DEMONSTRATED
PathAorPathBDecision	NOT_SUPPLIED	NOT_DEMONSTRATED
CompetentAuthority	NOT_SUPPLIED	NOT_DEMONSTRATED

M · Contradiction Register & Authority Disputes

A contradiction is recorded, classified and routed for decision. Architecture is never reopened automatically; ARCHITECTURE_IMPACT requires an explicit architecture governance decision.

Contradiction register: 0 entries — no owner evidence exists that could contradict the frozen baseline.

An authority dispute is governance evidence, preserved verbatim and routed to ESC-01…ESC-04. It is never recorded as blocker failure and never resolved by appointing a substitute owner.

ER	Competent owner	If owner states	Classified as	Routed to
ER-01	Enterprise Architecture	NOT_MY_AUTHORITY / PARTIAL_AUTHORITY	OWNER_AUTHORITY_DISPUTED	ESC-02
ER-06	IT / IM	NOT_MY_AUTHORITY / PARTIAL_AUTHORITY	OWNER_AUTHORITY_DISPUTED	ESC-02
ER-07	IAM / Cyber	NOT_MY_AUTHORITY / PARTIAL_AUTHORITY	OWNER_AUTHORITY_DISPUTED	ESC-02
ER-11	Business Product Owner	NOT_MY_AUTHORITY / PARTIAL_AUTHORITY	OWNER_AUTHORITY_DISPUTED	ESC-02
ER-16	Records Management	NOT_MY_AUTHORITY / PARTIAL_AUTHORITY	OWNER_AUTHORITY_DISPUTED	ESC-02
ER-17	Privacy	NOT_MY_AUTHORITY / PARTIAL_AUTHORITY	OWNER_AUTHORITY_DISPUTED	ESC-02

Dispute register: 0 entries — no owner has stated a position.

N · Targeted Retest Eligibility Queue

A blocker becomes ELIGIBLE_FOR_TARGETED_RETEST only when EvidenceQuality = SUFFICIENT_FOR_RETEST. Preparation is never execution; no retest executes automatically and no synthetic evidence may trigger one.

BC-01RT-01 / RT-02NOT_PREPAREDNOT_ELIGIBLE

Trigger evidence

NOT_SUPPLIED

Acceptance criterion

Per-object participation mode, authority and failure behaviour evidenced by named System Owners.

Required participants

Enterprise Architecture, named System Owners, IT/IM

Required source access

Declared read path per participating source

Failure behaviour to verify

Source unavailable ⇒ fail-closed HOLD, never inferred pass

Expected evidence output

Attributable retest record with pinned source references

BC-02RT-03NOT_PREPAREDNOT_ELIGIBLE

Trigger evidence

NOT_SUPPLIED

Acceptance criterion

IAM-01 → IAM-06 executed with real provisioned Pilot identities.

Required participants

IAM / Cyber, HR competency owner

Required source access

IdP, role source, competency source

Failure behaviour to verify

AuthorityResolutionState UNRESOLVED ⇒ no grant

Expected evidence output

IAM chain evidence per step with revocation demonstration

BC-03RT-04NOT_PREPAREDNOT_ELIGIBLE

Trigger evidence

NOT_SUPPLIED

Acceptance criterion

Governed lifecycle authority and SoD enforced on a real transition attempt.

Required participants

Business Product Owner, lifecycle owners

Required source access

Governed lifecycle matrix

Failure behaviour to verify

Unauthorized transition refused and recorded

Expected evidence output

Reconstructable transition record

BC-05RT-05NOT_PREPAREDNOT_ELIGIBLE

Trigger evidence

NOT_SUPPLIED

Acceptance criterion

Both records and privacy decisions evidenced; a records decision alone is insufficient.

Required participants

Records Management, Privacy / Data Protection

Required source access

Classification and retention decision registers

Failure behaviour to verify

Out-of-scope personal data refused at intake

Expected evidence output

Classification-pinned decision record

BC-06RT-06NOT_PREPAREDNOT_ELIGIBLE

Trigger evidence

NOT_SUPPLIED

Acceptance criterion

Path A real participation evidenced, or Path B formally rescoped by competent authority.

Required participants

Competent Critical Control authority — NOT_CONFIRMED (ESC-03)

Required source access

Critical Control source — unconfirmed

Failure behaviour to verify

Critical Control unavailable ⇒ STOP, non-compensable

Expected evidence output

Attributable path election with residual-risk record

O · Evidence Timeline (Append-Only)

Append-only. Entries are never edited or deleted; corrections are appended as EVIDENCE_CORRECTION events so that decision reconstruction remains possible.

Timestamp	ER	Event	Actor	Evidence ref	Previous	New	Reason
2026-08-31T00:00:00Z	ALL (ER-01 / ER-06 / ER-07 / ER-11 / ER-16 / ER-17)	OWNER_EVIDENCE_INTAKE_ACTIVATED	Assurance Control Room (orchestration only)	PH6A-W1-OEAVQ-REV1	AWAITING_OWNER	AWAITING_OWNER	Intake mechanism linked to the six existing Wave 1 requests. Activation is not progress; no acknowledgement or artefact received.

When evidence is received, only the affected ER, its related questions, the affected BC, the dependent retest trigger, the relevant escalation and the evidence history are updated. /board, /erx, /wave1 and /s1 are never re-run in full and all prior history is preserved.

P · Owner Evidence Dashboard

No readiness percentage is displayed. Counts describe evidence position only and can never be aggregated into progress against Phase 6A.

Wave1Requests

AwaitingOwner

OwnerAcknowledged

EvidenceSubmitted

UnderReview

Accepted

AcceptedWithLimitation

Insufficient

Contradictory

EvidenceQualityPartial

SufficientForRetest

RetestsPrepared

· No owner acknowledgement invented.
· No evidence invented; no synthetic OperationalClosureEvidence.
· Questionnaire Baseline unaltered; Simulation Baseline remains frozen.
· No blocker closed; no targeted retest executed.
· Phase 6A Integrated Revalidation not started; Phase 6B not started; Phase 7 not started.
· BC09Protection unchanged (ACTIVE); PilotExposure remains PROHIBITED.

OWNER_EVIDENCE_INTAKE · ACTIVEQUESTIONNAIRE_BASELINE · FROZEN_FOR_OWNER_VALIDATIONPhase 6A · HOLDRevalidation · NOT_ELIGIBLEPhase 6B · NOT_AUTHORIZEDPhase 7 · NO_GOBC09Protection · ACTIVEPilotExposure · PROHIBITED

RequestsLinked 6 · AwaitingOwner 6 · OwnerAcknowledged 0 · EvidenceSubmitted 0 · EvidenceUnderReview 0 · SufficientForRetest 0 · RetestsPrepared 0 · BC-01 / BC-02 / BC-03 / BC-05 / BC-06 = OPEN

PH6A-W1-DEAP-REV1Baseline · PH6A-AHP-REV1.1DEEP_EVIDENCE_PROTOCOL_REV1 = INTEGRATED_AND_FROZEN

Deep Evidence Assessment Protocol — Rev.1

Seven-Check Admission + Seven-Test Deep Assurance · native to PH6A-AHP-REV1.1

DEAP is an assurance capability of the Evidence Engine. It admits, qualifies and traces evidence against criteria. It never authorizes work, never sets operational state and never creates authority.

ARCH_HARDENING_BASELINE

PH6A-AHP-REV1.1

ARCHITECTURE_HARDENING_PATCH_REV1.1

ACCEPTED

ArchitectureDefects

QuestionnaireBaseline

PH6A-W1-OEAVQ-REV1

QuestionnaireBaselineStatus

FROZEN_FOR_OWNER_VALIDATION

OwnerEvidenceIntake

ACTIVE

Wave1Requests

ER-01 / ER-06 / ER-07 / ER-11 / ER-16 / ER-17

AwaitingOwner

OwnerAcknowledged

EvidenceSubmitted

SufficientForRetest

BC-01 / BC-02 / BC-03 / BC-05 / BC-06

OPEN

Phase6A

HOLD

Phase6ARevalidationEligibility

NOT_ELIGIBLE

Phase6B

NOT_AUTHORIZED

Phase7

NO_GO

BC09Protection

ACTIVE

PilotExposure

PROHIBITED

SimulationBaseline

ACCEPTED_AND_FROZEN

DEAP AExecutive Integration View

The Deep Evidence Assessment Protocol is integrated as a native assurance capability inside Owner Evidence Intake. It layers evidence admission (A1–A7) ahead of deep assurance (D1–D7), binds every result to a specific acceptance criterion rather than to a document, derives EvidenceQuality by rule rather than by arithmetic, and hands only qualified evidence states to the Decision Engine. No blocker closes, no request state advances and no owner artefact exists.

What DEAP adds

· Criterion-scoped assessment: an artefact may be SUFFICIENT for one criterion, PARTIAL for another and NOT_APPLICABLE for a third.
· A hard sequencing rule: Layer 2 deep assurance runs only after Layer 1 returns ADMISSIBLE or ADMISSIBLE_WITH_LIMITATION.
· Missing evidence is NOT_DEMONSTRATED — never FAIL — so absence is never scored as a defect of the owner.
· Rule-versioned assessment history: a rule change never rewrites a historical assessment; it creates a new assessment event.

What DEAP does not change

· Six Wave 1 evidence requests remain exactly six; no request is added, split or retired.
· The frozen questionnaire baseline PH6A-W1-OEAVQ-REV1 is read-only to DEAP.
· Every blocker closure predicate remains UNSATISFIED and every request remains AWAITING_OWNER.

DEAP BArchitecture Reuse Map

DEAP is not a parallel framework. Any DEAP-local re-definition of a hardened core object would be an ARCHITECTURE_IMPACT change, not a configuration change.

ReusedObjects

DuplicateCoreObjects

Verdict

ARCHITECTURE_REUSE = VERIFIED

Hardened object	Origin	DEAP use	Duplicated
FactTypeSystem (6 classes)	/ahp §C	Classifies every assessment input and output; promotion between classes is prohibited.	NO
EvidenceEngine / DecisionEngine / AuthorityEngine	/ahp §D	DEAP executes inside the Evidence Engine only; it queries the Authority Engine and emits inputs to the Decision Engine.	NO
EvidenceCriterionAssessment	/ahp §K	The single assessment record type; DEAP adds Layer1Disposition and Layer2Results as populated fields, not a new type.	NO
BlockerClosurePredicate	/ahp §L	Sole closure mechanism; DEAP supplies predicate operands and never a closure verdict.	NO
GovernedOperationalEvent	/ahp §F	Carries all evidence-state changes as assurance events, distinguished by EventDomain = ASSURANCE.	NO
RuleVersion register	/ahp §G	DEAP rules DEAP-R-01…DEAP-R-06 are registered entries with owner and approval reference.	NO
ProvenanceChain	/ahp §Q	Every assessment result must reconstruct through the existing chain nodes.	NO
ReasonCode	/ahp §P	DEAP dispositions reference existing reason codes; negative owner responses map to codes, not to new taxonomies.	NO
DecisionRight	/ahp §V	Queried read-only for the D1 AUTHORITY test; never created or modified.	NO
CanonicalSemanticDictionary	/ahp §H	Drives the D5 SEMANTIC_CONSISTENCY test and SourceTerm → CanonicalTerm mapping.	NO
AI_TO_RULE_FIREWALL	/ahp §I	Bounds AI participation to advisory provenance only.	NO
Determinism contract	/ahp §R	Extended in scope to assessment outcomes; the contract itself is unchanged.	NO

AUTHORITATIVE_FACT

State mastered by the owning source system of record, observed at a pinned version and timestamp.

FEDERATED_FACT

Fact reached across a federation link; truth remains with the source, never with the readiness layer.

DERIVED_FACT

Computed from one or more qualified facts by a versioned rule; carries a full provenance chain.

RULE_EVALUATION

Deterministic output of a pinned rule version over pinned inputs. A statement of logic, not of authority.

AI_ADVISORY_OUTPUT

Probabilistic assistance: gap detection, drafting, comparison, explanation. Structurally excluded from operational state.

AUTHORIZED_DECISION

A competent-authority act with verified authority context, scope, validity and attributable actor.

· No Deep Evidence assessment may silently promote one fact class into another.
· EvidenceAccepted ≠ AuthorizedDecision — admission is a statement about a criterion, not about work.
· AI_ADVISORY_OUTPUT ≠ EvidenceFact unless stored solely as advisory provenance attached to a deterministic assessment.
· DERIVED_FACT carries the RuleVersion that derived it; without it the derivation is not reconstructable and the assessment is NOT_DEMONSTRATED.

Engine boundary

EvidenceEngine ≠ DecisionEngine ≠ AuthorityEngine (frozen)

Evidence Engine — DEAP may

Admit evidence · Assess criterion sufficiency · Assess provenance · Identify limitations · Detect contradiction · Determine EvidenceQuality · Prepare retest eligibility

DEAP may not

Authorize work · Change operational state · Determine competent authority

Authority / Decision Engine

Query only: DecisionRight, OwnerCompetence, Delegation, AuthorityValidity. Create or modify any of those rights. Decision Engine: Directly set READY, AUTHORIZED, STOP or HOLD.

EVIDENCE_ENGINEDECISION_ENGINEAUTHORITY_ENGINE

DEAP CLayer 1 — Evidence Admission

Missing evidence is NOT_DEMONSTRATED, not FAIL. FAIL is reserved for evidence that is present and materially contradicts, misattributes or invalidates the criterion.

PASSPASS_WITH_LIMITATIONFAILNOT_DEMONSTRATED

ID	Check	Assessment question	Mandatory	NOT_DEMONSTRATED means
A1	AUTHENTIC	Does the artefact originate from the stated source and owner, by an owner-confirmed mechanism?	YES	Origin not yet stated — evidence gap, not a defect.
A2	CURRENT	Is the artefact effective for the assessed period, with an EffectiveTimestamp or revision?	YES	No effectivity supplied; currency cannot be judged.
A3	IN_SCOPE	Does the artefact address the object class, process or population of the criterion?	YES	Scope relationship not yet established.
A4	OWNER_COMPETENT	Is the responding owner competent for the assertion made (queried from the Authority Engine)?	YES	Competence not asserted; DEAP may not infer it and AI may never mark it.
A5	TRACEABLE	Can the artefact be reconstructed to a source record by any owner-confirmed reference mechanism?	YES	No reference mechanism supplied yet.
A6	SUFFICIENT_FOR_CRITERION	Does the artefact demonstrate this specific criterion, not the topic in general?	YES	Criterion coverage not yet demonstrated.
A7	NO_MATERIAL_CONTRADICTION	Is the artefact free of material conflict with other authoritative evidence?	YES	No comparison population exists yet.

ADMISSIBLE

All seven checks PASS.

ADMISSIBLE_WITH_LIMITATION

No FAIL; at least one PASS_WITH_LIMITATION; every mandatory check demonstrated.

NOT_ADMISSIBLE

Any FAIL, or a mandatory check NOT_DEMONSTRATED. NOT_ADMISSIBLE is a state of the evidence, never a judgement of the owner.

DEAP DLayer 2 — Deep Assurance

Layer 2 executes only where Layer 1 returned ADMISSIBLE or ADMISSIBLE_WITH_LIMITATION. Deep assurance uses the same four states and no numerical scoring; a weighted or averaged result would be a no-compensation violation.

ID	Check	Assessment question	Mandatory	NOT_DEMONSTRATED means
D1	AUTHORITY	Is the asserted decision right real, valid, delegable and currently held?	YES	Authority Engine query returns UNRESOLVED — capability stays DISABLED_SAFE.
D2	SOURCE_INTEGRITY	Is the authoritative source confirmed by its owner, and is the participation mode governed?	YES	Source remains CANDIDATE_SOURCE.
D3	TEMPORAL_VALIDITY	Is validity, expiry and re-verification behaviour defined for the fact, not only for the document?	YES	Validity window not yet owner-confirmed.
D4	BOUNDARY_MINIMISATION	Is the data exchanged the minimum decision fact, with privacy and classification boundaries respected?	CONDITIONAL	Boundary not yet described; assessed against BC-05.
D5	SEMANTIC_CONSISTENCY	Do source terms map to canonical terms with a recorded TransformationRule and SemanticOwner?	YES	Mapping absent → SEMANTIC_MAPPING_REQUIRED.
D6	TRACEABILITY	Is the full ProvenanceChain reconstructable, including the rule version where a derivation occurred?	YES	Chain incomplete; the assessment cannot be relied upon for retest.
D7	FAILURE_BEHAVIOUR	Is the owner-confirmed behaviour on source unavailability or control non-verifiability defined and bounded to affected scope?	YES	Failure behaviour not yet confirmed; fail-closed default applies to design only.

DEAP EEvidenceCriterionAssessment

Never assign one global quality to an artefact without criterion context. The same artefact may be SUFFICIENT for Criterion A, PARTIAL for Criterion B and NOT_APPLICABLE for Criterion C, each with its own provenance and rule version.

Evidence_IDCriterion_IDER_IDBC_IDLayer1DispositionLayer2ResultsSufficiencyLimitationContradictionReviewerAssessmentTimestampProvenanceChain

Assessment register is empty. No owner artefact has been submitted; no criterion assessment may be fabricated.

DEAP FEvidence Quality Aggregation

EvidenceQuality = product(C1…C7), weighted averages, percentages and readiness scores are prohibited. Aggregation is rule-based and non-compensable: a single unmet mandatory criterion cannot be offset by strength elsewhere.

NONE

No operational evidence has been assessed against any criterion of the request.

PARTIAL

Some criteria are demonstrated, but one or more mandatory criteria remain NOT_DEMONSTRATED, PASS_WITH_LIMITATION or otherwise incomplete.

SUFFICIENT_FOR_RETEST

All mandatory pre-retest criteria demonstrated; no material FAIL; no unresolved material contradiction; required authority established; required provenance reconstructable.

SUFFICIENT_FOR_CLOSURE

Evidence plus the applicable targeted retest satisfy the blocker closure predicate in full.

ER	BC	Competent owner	EvidenceQuality	Basis
ER-01	BC-01	Enterprise Architecture	NONE	No operational closure evidence assessed; the request remains AWAITING_OWNER.
ER-06	BC-01	IT / IM	NONE	No operational closure evidence assessed; the request remains AWAITING_OWNER.
ER-07	BC-02	IAM / Cyber	NONE	No operational closure evidence assessed; the request remains AWAITING_OWNER.
ER-11	BC-03	Business Product Owner	NONE	No operational closure evidence assessed; the request remains AWAITING_OWNER.
ER-16	BC-05	Records Management	NONE	No operational closure evidence assessed; the request remains AWAITING_OWNER.
ER-17	BC-05	Privacy	NONE	No operational closure evidence assessed; the request remains AWAITING_OWNER.

DEAP GBlocker Closure Predicate Linkage

· DocumentReceived → BlockerClosed is prohibited.
· OwnerAcknowledged → BlockerClosed is prohibited.
· EvidenceAccepted → BlockerClosed is prohibited.

BC-01UNSATISFIED

MandatoryCriteriaSatisfied=false ∧ RequiredRetestsPassed=false ∧ AuthorityValid=false ∧ NoMaterialContradiction=true ∧ ResidualControlsGoverned=false

NoMaterialContradiction is vacuously true only because no evidence population exists; it is not a satisfied operand.

BC-02UNSATISFIED

MandatoryCriteriaSatisfied=false ∧ RequiredRetestsPassed=false ∧ AuthorityValid=false ∧ NoMaterialContradiction=true ∧ ResidualControlsGoverned=false

NoMaterialContradiction is vacuously true only because no evidence population exists; it is not a satisfied operand.

BC-03UNSATISFIED

MandatoryCriteriaSatisfied=false ∧ RequiredRetestsPassed=false ∧ AuthorityValid=false ∧ NoMaterialContradiction=true ∧ ResidualControlsGoverned=false

NoMaterialContradiction is vacuously true only because no evidence population exists; it is not a satisfied operand.

BC-05UNSATISFIED

MandatoryCriteriaSatisfied=false ∧ RequiredRetestsPassed=false ∧ AuthorityValid=false ∧ NoMaterialContradiction=true ∧ ResidualControlsGoverned=false

NoMaterialContradiction is vacuously true only because no evidence population exists; it is not a satisfied operand.

BC-06UNSATISFIED

MandatoryCriteriaSatisfied=false ∧ RequiredRetestsPassed=false ∧ AuthorityValid=false ∧ NoMaterialContradiction=true ∧ ResidualControlsGoverned=false

NoMaterialContradiction is vacuously true only because no evidence population exists; it is not a satisfied operand.

BC-01 — C1 ∧ C2 ∧ C3 ∧ RetestPassed ∧ AuthorityValid ∧ NoMaterialContradiction
BC-02 — IAM-01 ∧ IAM-02 ∧ IAM-03 ∧ IAM-04 ∧ IAM-05 ∧ IAM-06 ∧ RetestPassed ∧ AuthorityValid
BC-03 — LifecycleGovernanceDecision ∧ TechnicalEnforcement ∧ RetestPassed ∧ AuthorityValid
BC-04 — StewardshipAssigned ∧ StewardshipAccepted ∧ AuthorityValid ∧ NoVacancy
BC-05 — CA04Classification ∧ Retention ∧ DataMinimisation ∧ AuthorityValid
BC-06 — PathElection(A|B) ∧ DecisionAuthorityRecorded ∧ ResidualRiskRecorded
BC-07 — L1 ∧ L2 ∧ L3 support model ∧ DrillEvidence ∧ AuthorityValid
BC-08 — FieldPrerequisites(all dimensions) ∧ RetestPassed ∧ AuthorityValid
BC-09 — ProspectiveBaselineStarted ∧ MetricSourcesConfirmed ∧ NoContaminationEvent

DEAP HProvenance Chain View

No single technical identifier is mandated. Traceability is satisfied by any owner-confirmed mechanism that permits reconstruction; requiring a specific technology would be a preselected implementation and is prohibited.

Assessment ← Criterion ← Evidence ← SourceRecord ← SourceSystemOrProcess ← SourceOwner ← EffectiveTimestamp ← RuleVersion (where a derivation occurred).

CurrentState← RuleEvaluation (Rule_ID + Rule_Version + Configuration_Version)← InputFact (fact class + pinned projection version)← Evidence (Evidence_ID + Criterion_ID assessment)← SourceRecord (source object + source version)← SourceOwner← EffectiveTimestamp

Governed document referenceRevisionTransaction IDSystem-generated IDControlled export referenceUUIDHashAudit trail referenceOther owner-confirmed mechanism

DEAP IGoverned Evidence Events

EventDomain = ASSURANCE. These events must never be read as operational work authorization events; they carry no operational state transition and no authorization semantics.

OWNER_ACKNOWLEDGED

Acknowledgement recorded; EvidenceQuality unchanged.

EVIDENCE_SUBMITTED

Artefact registered with provenance; not yet assessed.

EVIDENCE_ADMITTED

Layer 1 returned ADMISSIBLE for a specific criterion.

EVIDENCE_REJECTED

Layer 1 returned NOT_ADMISSIBLE with reason code.

EVIDENCE_LIMITED

ADMISSIBLE_WITH_LIMITATION; limitation text is mandatory.

CONTRADICTION_IDENTIFIED

Contradiction_ID raised and routed to the dispute register.

EVIDENCE_QUALITY_CHANGED

Rule-derived quality transition at ER level.

RETEST_ELIGIBLE

Quality reached SUFFICIENT_FOR_RETEST for the criterion population.

RETEST_PREPARED

TargetedRetest record created with status PREPARED.

At	Event	ER	Actor	Detail
2026-08-31T00:00Z	PROTOCOL_INTEGRATED	—	Assurance configuration (no owner attribution)	PH6A-W1-DEAP-REV1 integrated over PH6A-AHP-REV1.1. No evidence event has occurred.

DEAP JRule Versioning

Assessment history preserves the exact rule and configuration version used. Historical evidence is never silently recalculated after a rule update; re-assessment creates a new assessment event linked to the new version, with the prior result retained.

Rule	Version	Statement	Effective	Config	Owner	Approval
DEAP-R-01	1.0	Layer 1 admission disposition derivation (A1–A7 → ADMISSIBLE / ADMISSIBLE_WITH_LIMITATION / NOT_ADMISSIBLE).	2026-08-31 → OPEN	CFG-DEAP-1.0	Assurance Rule Owner	PH6A-W1-DEAP-REV1 §5
DEAP-R-02	1.0	Layer 2 sequencing: deep assurance executes only on admissible evidence.	2026-08-31 → OPEN	CFG-DEAP-1.0	Assurance Rule Owner	PH6A-W1-DEAP-REV1 §5
DEAP-R-03	1.0	Criterion-scoped sufficiency: SUFFICIENT / PARTIAL / NOT_DEMONSTRATED / NOT_APPLICABLE per Evidence × Criterion pair.	2026-08-31 → OPEN	CFG-DEAP-1.0	Assurance Rule Owner	PH6A-W1-DEAP-REV1 §6
DEAP-R-04	1.0	ER-level EvidenceQuality aggregation, non-arithmetic and non-compensable.	2026-08-31 → OPEN	CFG-DEAP-1.0	Assurance Rule Owner	PH6A-W1-DEAP-REV1 §7
DEAP-R-05	1.0	Negative and limiting owner response classification (§19 mapping).	2026-08-31 → OPEN	CFG-DEAP-1.0	Governance Owner	PH6A-W1-DEAP-REV1 §19
DEAP-R-06	1.0	Targeted retest eligibility gate: eligible only at EvidenceQuality = SUFFICIENT_FOR_RETEST.	2026-08-31 → OPEN	CFG-DEAP-1.0	Assurance Rule Owner	PH6A-W1-DEAP-REV1 §22

DEAP KCanonical Semantic Mapping

AuthoritativeApprovedValidCurrentCompetentReadyAuthorizedCriticalControlRestriction

Mapping record fields

SourceTerm · CanonicalTerm · TransformationRule · SemanticOwner · AllowedSemanticLoss

SEMANTIC_MAPPING_REQUIRED

Source terminology differs and no owner-approved TransformationRule exists.

SEMANTIC_CONTRADICTION

Source terminology asserts a canonical meaning the source cannot support (e.g. Approved rendered as Authorized).

DEAP LER-01 Assessment View — BC-01

Competent owner: Enterprise Systems / Object Authority Owner

Layer 1 · NOT_STARTED — no artefact submittedLayer 2 · NOT_APPLICABLE — Layer 1 not completedEvidenceQuality · NONECriterionAssessments · 0

Assessed dimensions

ObjectClass · AuthoritativeSource · SourceOwner · ParticipationMode · ReadAuthority · WriteAuthority · VersionPrecedence · SnapshotGovernance · FailureBehaviour

Accepted evidence examples

Owner confirmation · Governed export · Controlled snapshot manifest · Procedure · Access matrix · Version history

Not required (no preselected technology)

API · SHA-256 · Live integration · Universal HOLD on unavailability

Preserved invariants

Source system owns the record; the readiness layer owns only the integrated decision context. · Version precedence must be owner-stated, not inferred.

DEAP MER-06 Assessment View — BC-02

Competent owner: Enterprise IAM / Identity Authority Owner

Layer 1 · NOT_STARTED — no artefact submittedLayer 2 · NOT_APPLICABLE — Layer 1 not completedEvidenceQuality · NONECriterionAssessments · 0

Assessed dimensions

EnterpriseIdentityMechanism · Authentication · RoleSource · Delegation · Revocation · IdentityAuthoritySeparation

Accepted evidence examples

Owner confirmation of identity mechanism · Role provisioning procedure · Delegation register extract · Revocation process description

Not required (no preselected technology)

AD · SAML · OIDC · OAuth · Token refresh interval · Session purge policy

Preserved invariants

IDENTITY ≠ ROLE ≠ PERMISSION ≠ DECISION_RIGHT. · Application access is never operational authority.

DEAP NER-07 Assessment View — BC-02

Competent owner: People & Training / Competency Data Owner

Layer 1 · NOT_STARTED — no artefact submittedLayer 2 · NOT_APPLICABLE — Layer 1 not completedEvidenceQuality · NONECriterionAssessments · 0

Assessed dimensions

PeopleRoleSkillObjects · CompetencyDecisionFact · RosterApplicability · ShiftApplicability · PrivacyBoundary · SourceUnavailableBehaviour

Accepted evidence examples

Competency object description · Governed extract of decision fact fields · Privacy classification statement · Owner-confirmed unavailability behaviour

Not required (no preselected technology)

Binary competency states · Hourly synchronisation · Direct database access · Automatic field shutdown

Preserved invariants

Only the minimum competency decision fact crosses the boundary. · Competency states may be graded and owner-defined.

DEAP OER-11 Assessment View — BC-03

Competent owner: Work Control Lifecycle Authority Owner

Layer 1 · NOT_STARTED — no artefact submittedLayer 2 · NOT_APPLICABLE — Layer 1 not completedEvidenceQuality · NONECriterionAssessments · 0

Assessed dimensions

LifecycleOwner · States · Transitions · TransitionAuthority · Delegation · SoD · ReturnForCorrection · Hold · Reassess · Cancel · Supersede · AuthorityUnavailableBehaviour

Accepted evidence examples

Lifecycle procedure · Authority matrix · Delegation register · Owner-confirmed state equivalence statement

Not required (no preselected technology)

A specific workflow product · Identical state names to the readiness layer

Preserved invariants

AI_CANNOT_AUTHORIZE. · Semantic equivalence is acceptable when confirmed by the competent owner and recorded as a TransformationRule.

DEAP PER-16 Assessment View — BC-03 + BC-05

Competent owner: Data Governance / Records Authority Owner

Layer 1 · NOT_STARTED — no artefact submittedLayer 2 · NOT_APPLICABLE — Layer 1 not completedEvidenceQuality · NONECriterionAssessments · 0

Assessed dimensions

SegregationOfDuties · DecisionAuditTrail · DataClassification · DataMinimisation · SemanticAuthority · Custodian · RetentionBasis · DecisionReconstruction

Accepted evidence examples

Classification schedule · Retention basis statement · Audit trail capability description · Custodian assignment

Not required (no preselected technology)

A specific database · Immutable ledger product · SQL technology · Cloud architecture

Preserved invariants

Assess capability, not implementation preference. · Decision reconstruction must be demonstrable end-to-end.

DEAP QER-17 Assessment View — BC-06

Competent owner: Critical Control / Fatal Risk Authority Owner

Layer 1 · NOT_STARTED — no artefact submittedLayer 2 · NOT_APPLICABLE — Layer 1 not completedEvidenceQuality · NONECriterionAssessments · 0

Assessed dimensions

CriticalControlSource · CriticalControlDecisionFact · ParticipationMode · ValidityCriterion · FailureBehaviour · PathAorPathBGovernance

Accepted evidence examples

Owner confirmation of the critical control source · Verification record description · Validity criterion statement · Owner-confirmed affected scope on non-verifiability

Not required (no preselected technology)

API endpoints · Binary schemas · Fixed snapshot frequency · Global STOP WORK

Preserved invariants

Forwood = CANDIDATE_SOURCE until owner confirmation. · HOLD/STOP applies to the owner-confirmed affected work scope, never globally by default.

DEAP RNegative / Limiting Response Handling

None of these responses automatically closes or fails a blocker. A limiting response is information about the operating reality, and is assessed against the criterion like any other evidence.

Owner response	DEAP handling	Closes blocker
NOT_MY_AUTHORITY	GOVERNANCE_EVIDENCE — routed to authority dispute; the statement itself is evidence about the authority map.	NO
SOURCE_NOT_AUTHORITATIVE	EVIDENCE_CORRECTION / POTENTIAL_CONTRADICTION — raises a Contradiction_ID against the assumed source.	NO
NO_LIVE_INTEGRATION	Evaluate CONTROLLED_SNAPSHOT / CONTROLLED_MANUAL_FEDERATION / OTHER_GOVERNED_MODE as valid participation modes.	NO
DATA_NOT_AVAILABLE	EVIDENCE_GAP — criterion remains NOT_DEMONSTRATED; never FAIL.	NO
CONTROL_NOT_VERIFIABLE	Apply the owner-confirmed failure behaviour to the owner-confirmed affected scope.	NO
PATH_B_REQUIRED	GOVERNANCE_DECISION_CANDIDATE — recorded for BC-06 Path A/B decision authority; never selected by DEAP.	NO

DEAP SAI Boundary

All AI output is stored as AI_ADVISORY_OUTPUT with advisory provenance only. AI-generated explanation text is excluded from the deterministic outcome and cannot alter an assessment state.

AI may

· Evidence summarisation
· Gap identification
· Semantic comparison
· Draft assessment rationale

AI may not

· Mark OWNER_COMPETENT
· Create DecisionRight
· Change the authoritative source
· Promote evidence to OperationalClosureEvidence without deterministic assessment
· Execute blocker closure
· Execute operational authorization

Determinism

SameEvidence + SameCriterion + SameRuleVersion + SameConfiguration = SameAssessment

AI-generated explanation text is excluded from the deterministic outcome comparison. Violation code: DETERMINISM_VIOLATION. Status: VERIFIED_IN_DESIGN — evidenced by DEAP-R10; operational verification requires real evidence.

DEAP TTargeted Retest Queue

A criterion or ER becomes eligible for targeted retest only at EvidenceQuality = SUFFICIENT_FOR_RETEST. Preparation sets RetestStatus = PREPARED; execution is never automatic and always requires named participants and competent authority.

DEAP-RT-01ER-01 · BC-01NOT_ELIGIBLENOT_ELIGIBLE — EvidenceQuality = NONE

Trigger evidence

NONE — no admitted evidence exists

Criterion

AC-ER-01-*

Expected invariant

Source system owns the record; the readiness layer owns only the integrated decision context.

Required participants

Enterprise Systems / Object Authority Owner + Assurance Reviewer

Required source access

Owner-confirmed governed access mechanism (mode not preselected)

Failure behaviour to verify

Owner-confirmed behaviour on source unavailability, bounded to affected scope

Expected evidence output

OperationalClosureEvidence with reconstructable provenance

DEAP-RT-02ER-06 · BC-02NOT_ELIGIBLENOT_ELIGIBLE — EvidenceQuality = NONE

Trigger evidence

NONE — no admitted evidence exists

Criterion

AC-ER-06-*

Expected invariant

IDENTITY ≠ ROLE ≠ PERMISSION ≠ DECISION_RIGHT.

Required participants

Enterprise IAM / Identity Authority Owner + Assurance Reviewer

Required source access

Owner-confirmed governed access mechanism (mode not preselected)

Failure behaviour to verify

Owner-confirmed behaviour on source unavailability, bounded to affected scope

Expected evidence output

OperationalClosureEvidence with reconstructable provenance

DEAP-RT-03ER-07 · BC-02NOT_ELIGIBLENOT_ELIGIBLE — EvidenceQuality = NONE

Trigger evidence

NONE — no admitted evidence exists

Criterion

AC-ER-07-*

Expected invariant

Only the minimum competency decision fact crosses the boundary.

Required participants

People & Training / Competency Data Owner + Assurance Reviewer

Required source access

Owner-confirmed governed access mechanism (mode not preselected)

Failure behaviour to verify

Owner-confirmed behaviour on source unavailability, bounded to affected scope

Expected evidence output

OperationalClosureEvidence with reconstructable provenance

DEAP-RT-04ER-11 · BC-03NOT_ELIGIBLENOT_ELIGIBLE — EvidenceQuality = NONE

Trigger evidence

NONE — no admitted evidence exists

Criterion

AC-ER-11-*

Expected invariant

AI_CANNOT_AUTHORIZE.

Required participants

Work Control Lifecycle Authority Owner + Assurance Reviewer

Required source access

Owner-confirmed governed access mechanism (mode not preselected)

Failure behaviour to verify

Owner-confirmed behaviour on source unavailability, bounded to affected scope

Expected evidence output

OperationalClosureEvidence with reconstructable provenance

DEAP-RT-05ER-16 · BC-03 + BC-05NOT_ELIGIBLENOT_ELIGIBLE — EvidenceQuality = NONE

Trigger evidence

NONE — no admitted evidence exists

Criterion

AC-ER-16-*

Expected invariant

Assess capability, not implementation preference.

Required participants

Data Governance / Records Authority Owner + Assurance Reviewer

Required source access

Owner-confirmed governed access mechanism (mode not preselected)

Failure behaviour to verify

Owner-confirmed behaviour on source unavailability, bounded to affected scope

Expected evidence output

OperationalClosureEvidence with reconstructable provenance

DEAP-RT-06ER-17 · BC-06NOT_ELIGIBLENOT_ELIGIBLE — EvidenceQuality = NONE

Trigger evidence

NONE — no admitted evidence exists

Criterion

AC-ER-17-*

Expected invariant

Forwood = CANDIDATE_SOURCE until owner confirmation.

Required participants

Critical Control / Fatal Risk Authority Owner + Assurance Reviewer

Required source access

Owner-confirmed governed access mechanism (mode not preselected)

Failure behaviour to verify

Owner-confirmed behaviour on source unavailability, bounded to affected scope

Expected evidence output

OperationalClosureEvidence with reconstructable provenance

DEAP UDEAP Integration Regression

SIMULATION_EVIDENCE — integration verification only; closes no blocker and demonstrates no operational fact.

Tests

Pass

PassWithFinding

Fail

ID	Scenario	Expected	Observed	Result
DEAP-R01	Criterion with no submitted artefact	NOT_DEMONSTRATED, not FAIL	Layer 1 returned NOT_DEMONSTRATED on A1–A7; disposition NOT_ADMISSIBLE with reason EVIDENCE_GAP	PASS
DEAP-R02	Competent owner supplies partial coverage of mandatory criteria	EvidenceQuality = PARTIAL	Two criteria SUFFICIENT, one mandatory NOT_DEMONSTRATED → PARTIAL; no promotion	PASS
DEAP-R03	One artefact supports Criterion A but not Criterion B	Independent per-criterion results	SUFFICIENT for A, NOT_DEMONSTRATED for B, NOT_APPLICABLE for C — three ECA records, one artefact	PASS
DEAP-R04	Evidence admitted at ADMISSIBLE	No work authorization	No operational state emitted; Decision Engine received a qualified evidence input only	PASS
DEAP-R05	Owner acknowledges without submitting artefact	EvidenceQuality unchanged	OWNER_ACKNOWLEDGED event emitted; quality remained NONE	PASS
DEAP-R06	Two authoritative owners assert conflicting source authority	Contradiction_ID raised	A7 FAIL, Contradiction_ID created and routed to the dispute register; no blocker verdict	PASS
DEAP-R07	Owner states NO_LIVE_INTEGRATION	Path B not forced	Controlled snapshot and manual governed federation evaluated as valid participation modes	PASS
DEAP-R08	AI recommends OWNER_COMPETENT	Authority criterion unsatisfied	Firewall rejected the promotion; output retained as AI_ADVISORY_OUTPUT; D1 remained NOT_DEMONSTRATED	PASS
DEAP-R09	All but one mandatory criterion satisfied	Blocker cannot close	MandatoryCriteriaSatisfied = false → predicate UNSATISFIED; no compensation applied	PASS
DEAP-R10	Re-run identical evidence, criterion, rule version and configuration	Identical assessment	Identical dispositions and sufficiency; only advisory narrative text differed and is excluded	PASS
DEAP-R11	Rule version incremented after an assessment	History preserved	Prior assessment retained against v1.0; re-assessment created a new event against v1.1	PASS
DEAP-R12	Evidence reaches SUFFICIENT_FOR_RETEST	Retest prepared, not executed	RetestStatus = PREPARED with participants and expected invariant; no execution triggered	PASS

DEAP VIntegration Findings Register

Any ARCHITECTURE_DEFECT, STATE_MODEL_DEFECT or material AUTHORITY_DEFECT returns DEAP_INTEGRATION_HOLD. Findings are never erased, overwritten or silently resolved by integration.

PreservedAhpFindings

BlockingFindings

ArchitectureDefects

Gate

PROCEED_WITH_CONTROLLED_ACTIONS

F-AHP-01PRESENTATION_DEFECTNON_MATERIALH11 Provenance reconstruction

Provenance view rendered an advisory node without its SemanticOwner label; the underlying chain was complete.

Architecture impact

NONE — rendering contract only; the chain itself was complete.

Operational impact

NONE — no state, decision or authority affected.

Required action

Provenance rendering must always display SemanticOwner; DEAP inherits this contract in §H.

Closure owner

Prototype presentation

Disposition

CORRECTED IN PATCH — owner label now mandatory in the provenance rendering contract.

F-AHP-02CONFIGURATION_DEFECTNON_MATERIALH4 Configuration governance

Governed operating validity remains TO_BE_GOVERNED for several object classes; configuration cannot be owner-approved before BC-05 evidence exists.

Architecture impact

NONE — configuration governance gap, not an architecture defect.

Operational impact

Operating validity remains TO_BE_GOVERNED for several object classes; DEAP treats these as NOT_DEMONSTRATED, never FAIL.

Required action

Owner-approved configuration of operating validity, carried against BC-05.

Closure owner

Configuration Owner

Disposition

CONTROLLED_OPEN — carried against BC-05; not an architecture defect.

F-AHP-03SEMANTIC_DEFECTNON_MATERIALH8 Semantic consistency

Approved (source transactional) and Authorized (competent authority act) were previously conflated in narrative surfaces.

Architecture impact

NONE — corrected in patch by dictionary separation.

Operational impact

NONE — Approved and Authorized now carry distinct canonical meanings enforced by the D5 test.

Required action

DEAP D5 must reject any source term rendering Approved as Authorized without a TransformationRule.

Closure owner

Semantic governance

Disposition

CORRECTED IN PATCH — separated in the Canonical Semantic Dictionary with distinct owners.

F-DEAP-01CONFIGURATION_DEFECTNON_MATERIAL

Mandatory-criterion designation per ER is derived from the frozen questionnaire acceptance criteria and has not yet been owner-approved as configuration.

Disposition

CONTROLLED_OPEN — carried against BC-05 configuration governance; does not affect the assessment mechanism.

Owner

Configuration Owner

F-DEAP-02PRESENTATION_DEFECTNON_MATERIAL

ER-level quality tiles necessarily read NONE for every request, which can be misread as an owner failure rather than an absence of submission.

Disposition

CORRECTED IN INTEGRATION — every NONE tile now carries the basis statement 'no operational closure evidence assessed'.

Owner

Assurance presentation

DEAP WChange History & Freeze

Protocol acceptance criteria are frozen before the first real evidence assessment. No silent change of acceptance criteria after evidence receipt; historical assessments remain linked to their original RuleVersion and ConfigurationVersion.

CLARIFICATION

Wording only; no criterion, rule or threshold moves. No new rule version.

EVIDENCE_CORRECTION

A recorded evidence attribute was wrong; creates a new assessment event, never an edit.

CONFIGURATION_CHANGE

Mandatory-criterion designation or configuration version changes; requires ConfigurationVersion increment.

SCOPE_CHANGE

Criterion population or ER scope changes; requires competent owner authority.

ARCHITECTURE_IMPACT

Touches a hardened core object or engine boundary; requires an architecture decision, not configuration.

2026-08-31CONFIGURATION_CHANGEPH6A-W1-DEAP-REV1 integrated over PH6A-AHP-REV1.1

Two-layer assessment, criterion-scoped ECA population, rules DEAP-R-01…06 at v1.0, configuration CFG-DEAP-1.0.

State impact: NONE — no request state, evidence quality, blocker predicate or phase state changed.

DEAP XIntegration Acceptance & Final State

PASS/ahp architecture contracts reused rather than duplicated

PASSSix evidence requests remain exactly six

PASSQuestionnaire baseline PH6A-W1-OEAVQ-REV1 unchanged

PASSCriterion-specific evidence assessment active

PASSMissing evidence is not classified as failure

PASSNo arithmetic readiness or evidence score is used

PASSNo preselected API, protocol or storage technology required

PASSEvidence Engine cannot authorize work

PASSAI cannot create material authority

PASSBlocker closure remains predicate-based

PASSHistorical rule versioning preserved

PASSNo blocker closes

PASSNo owner acknowledgement invented

PASSPhase 6A state unchanged

DEEP_EVIDENCE_PROTOCOL_REV1 = INTEGRATED_AND_FROZEN

DEEP_EVIDENCE_PROTOCOL_REV1

INTEGRATED_AND_FROZEN

DEAP_ID

PH6A-W1-DEAP-REV1

ArchitectureBaseline

PH6A-AHP-REV1.1

ArchitectureReuse

VERIFIED

DuplicateCoreObjects

RequestsCovered

6/6

CriterionSpecificAssessment

ACTIVE

EvidenceDecisionAuthoritySeparation

PRESERVED

PredicateBasedClosure

PRESERVED

DeterministicAssessment

VERIFIED_IN_DESIGN

AIAuthority

PROHIBITED

QuestionnaireBaseline

UNCHANGED

AwaitingOwner

OwnerAcknowledged

EvidenceSubmitted

EvidenceUnderReview

SufficientForRetest

RetestsPrepared

BC-01 / BC-02 / BC-03 / BC-05 / BC-06

OPEN

Phase6A

HOLD

Phase6ARevalidationEligibility

NOT_ELIGIBLE

Phase6B

NOT_AUTHORIZED

Phase7

NO_GO

BC09Protection

ACTIVE

PilotExposure

PROHIBITED

· Evidence demonstrates a criterion; it does not grant authority.
· Evidence quality belongs to the Evidence × Criterion relationship, not to a document in isolation.
· Missing evidence is not failure.
· Accepted evidence cannot directly authorize work.
· Blockers close through explicit predicates.
· Assessment rules are versioned and reconstructable.
· Probabilistic AI may assist interpretation; deterministic governance controls disposition.

FP01-I · Operational Evidence Intake — PH6A Final Prompt 01

EvidenceIntakeRecord is immutable on creation. InitialStatus must be RESPONSE_RECEIVED or EVIDENCE_RECEIVED — never EVIDENCE_ADMITTED. Zero records exist: no owner response or supporting artefact has been received.

Intake records

Response received

Under review

Admitted

Rejected

Contradicted

The evidence register is empty. OER-01…OER-04 are ISSUED_AWAITING_OWNER; no owner response or supporting artefact has been received. Records appear here only when a real submission occurs, always with InitialStatus RESPONSE_RECEIVED or EVIDENCE_RECEIVED — never EVIDENCE_ADMITTED.

Allowed admission states

AWAITING_OWNER · RESPONSE_RECEIVED · UNDER_EVIDENCE_REVIEW · EVIDENCE_ADMITTED · EVIDENCE_REJECTED · CONTRADICTED

Admission rule

Admission = Authenticity AND Authority AND ScopeFit AND VersionValidity AND TemporalValidity AND ContradictionClear AND ClosureRelevant. No weighted scoring, no averaging, no compensating controls. One material failure prevents admission. ClosureSufficiency (INSUFFICIENT | SUFFICIENT_FOR_RETEST | SUFFICIENT_FOR_CLOSURE) is evaluated separately — Admission != Closure.

Contradiction handling

Contradictions are never resolved by selecting the newest item. An EvidenceContradictionRecord is created and, where a material readiness decision is affected, InterimState = HOLD or REASSESS until the named resolution authority decides. Zero contradiction records exist because zero evidence items exist.

SIM-1 · Simulation Evidence Register (non-operational)

Simulation and operational counters are physically separate registers. A simulation intake can never increment an operational counter.

Simulation records

Operational received

Operational admitted

Predicates closed

BC closed for gate

Evidence ID	OER / Control	Class	Source authority	Eligibility	Disposition
TEST-EVID-OER02-0001	OER-02 · BC-06	SIMULATION_EVIDENCE NOT OPERATIONAL EVIDENCE	CANDIDATE_SOURCE_ONLY	NOT_ELIGIBLE	EVIDENCE_ADMITTED_AS_SUPPORTING_ONLY

ClosureSufficiency

INSUFFICIENT_FOR_OPERATIONAL_CLOSURE

Test record

PH6A-FPSO-EVIDENCE-ENGINE-TEST-01-REV0